Advisor Alert: Our Attorneys Are Investigating James Martin Appel Mr. For Investment Fraud
Did You Lose Money Because of James Appel?
Filed: February 27, 2024
James Appel currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on James Martin Appel Mr..
Who Is James Martin Appel Mr. of Centaurus Financial, Inc.?
- Advisor Name: James Martin Appel Mr.
- Aliases: James Martin Appel
- CRD: 6445389
- Location: Santa Barbara, California
- Current Employer: Centaurus Financial, Inc.
- Previous Firms: Unknown
- Number of Known Customer Complaints: 2
- Can James Appel Be Sued: Yes, in Private Arbitration
- Can James Appel’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $150,000
- Highest Settlement: Unknown
If you have suffered investment losses by James Appel, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against James Appel For Broker Misconduct
As of this publication date, James Appel has been the subject of 2 customer disputes. Let’s review them below.
In May 2023, a FINRA arbitration was filed against or in reference to James Appel by a customer of Centaurus Financial, Inc. alleging that Mr. Appel misrepresented the investment and breached his fiduciary duty. Per the customer, she lost over $150,000 because of Mr. Appel’s actions. As of this publication date, this claim remains pending.
In May 2020, a complaint was filed against or in reference to James Appel by a customer of Centaurus Financial, Inc. alleging that the customer is unhappy with the performance of his investment and alleges that Mr. Appel misrepresented the risk associated therewith. Per the customer, he lost over $10,000 because of Mr. Appel’s actions.
How To File A Claim Against James Appel of Centaurus Financial, Inc. To Get Your Money Back
If you have questions about James Appel, Centaurus Financial, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.