Advisor Alert: Our Attorneys Are Investigating Peter Murray Smith For Investment Fraud
Did You Lose Money Because of Peter Smith?
Filed: November 29, 2023
Peter Smith has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Peter Murray Smith.
Who Is Peter Murray Smith?
- Advisor Name: Peter Murray Smith
- Aliases: Peter Smith
- CRD: 705640
- Location: Syosset, New York
- Current Employer: Currently Not Registered
- Previous Firms: LPL Financial LLC, Raymond James Financial Services, Inc., and Equity Services, Inc.
- Number of Known Customer Complaints: 1
- Can Peter Smith Be Sued: Yes, in Private Arbitration
- Can Peter Smith’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $25,000
- Highest Settlement: $3,000
If you have suffered investment losses by Peter Smith, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Peter Smith For Broker Misconduct
As of this publication date, Peter Smith has been the subject of 1 customer dispute. Let’s review it below.
In September 2020, a FINRA arbitration was filed against or in reference to Peter Smith by a customer of Royal Alliance Associates, Inc. alleging that Mr. Smith recommended that the client invest in two non-public REIT investments which were unsuitable for her investment portfolio. Claimant fails to provide any specific supporting allegations that demonstrate why or how the investments were unsuitable for her. Per the customer, she lost over $25,000 because of Mr. Smith’s actions. On April 9, 2021, Mr. Smith settled the claim for $3,000, and some or all of this amount may have been paid by Mr. Smith’s employer and/or insurance carrier.
How To File A Claim Against Peter Smith (previously with LPL Financial LLC, Raymond James Financial Services, Inc., and Equity Services, Inc.) To Get Your Money Back.
If you have questions about Peter Smith, LPL Financial LLC, Raymond James Financial Services, Inc., Equity Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.