Advisor Alert: Our Attorneys Are Investigating Patrick Donald Pepper For Investment Fraud
Did You Lose Money Because of Patrick Pepper?
Filed: November 29, 2023
Patrick Pepper has been the subject of one (1) judgment/lien event and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Patrick Donald Pepper.
Who Is Patrick Donald Pepper of LPL Financial LLC?
- Advisor Name: Patrick Donald Pepper
- Aliases: Patrick Pepper
- CRD: 4950695
- Location: The Plains, Ohio
- Current Employer: LPL Financial LLC
- Previous Firms: Edward Jones and Morgan Stanley
- Number of Known Customer Complaints: 1
- Number of Known Judgment/Lien Events: 1
- Can Patrick Pepper Be Sued: Yes, in Private Arbitration
- Can Patrick Pepper’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $16,722.07
If you have suffered investment losses by Patrick Pepper, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Patrick Pepper For Broker Misconduct
As of this publication date, Patrick Pepper has been the subject of 1 judgment/lien event and 1 customer dispute. Let’s review them below.
In March 2020, a complaint was filed against or in reference to Patrick Pepper by a customer of LPL Financial LLC alleging misrepresentation of mutual funds. On April 6, 2020, Mr. Pepper settled the claim for $16,722.07, and some or all of this amount may have been paid by Mr. Pepper’s employer and/or insurance carrier.
In July 2019, Patrick Pepper was the subject of a civil judgment or lien in the amount of $26,354.78. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
How To File A Claim Against Patrick Pepper of LPL Financial LLC (previously with Edward Jones and Morgan Stanley) To Get Your Money Back.
If you have questions about Patrick Pepper, LPL Financial LLC, Edward Jones, Morgan Stanley, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.