Advisor Alert: Our Attorneys Are Investigating Norman Ray Harp For Investment Fraud
Did You Lose Money Because of Norman Harp?
Filed: February 15, 2024
Norman Harp currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Norman Ray Harp.
Who Is Norman Ray Harp of Retirement Resources Inc. and B.B. Graham & Company, Inc.?
- Advisor Name: Norman Ray Harp
- Aliases: Norman Harp
- CRD: 2480563
- Location: Leawood, Kansas
- Current Employer: Retirement Resources Inc. and B.B. Graham & Company, Inc.
- Previous Firms: Moloney Securities Co., Inc., Levitt Betzelberger Weinrich, Inc., Proequities, Inc.
- Number of Known Customer Complaints: 2
- Can Norman Harp Be Sued: Yes, in Private Arbitration
- Can Norman Harp’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $101,000
- Highest Settlement: Unknown
If you have suffered investment losses by Norman Harp, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Norman Harp For Broker Misconduct
As of this publication date, Norman Harp has been the subject of 2 customer disputes. Let’s review them below.
In July 2023, a FINRA arbitration was filed against or in reference to Norman Harp by a customer of Moloney Securities Co., Inc. alleging suitability/negligence. Per the customer, he/she lost over $101,000 because of Mr. Harp’s actions. As of this publication date, this claim remains pending.
In August 2011, a complaint was filed against or in reference to Norman Harp by a customer of Royal Alliance Associates, Inc. alleging unsuitability of variable annuity purchased 12/05. Per the customer, he/she lost over $6,010 because of Mr. Harp’s actions.
How To File A Claim Against Norman Harp of Retirement Resources Inc. and B.B. Graham & Company, Inc. (previously with Moloney Securities Co., Inc., Levitt Betzelberger Weinrich, Inc., Proequities, Inc.) To Get Your Money Back
If you have questions about Norman Harp, Retirement Resources Inc., B.B. Graham & Company, Inc., Moloney Securities Co., Inc., Levitt Betzelberger Weinrich, Inc., Proequities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.