Advisor Alert: Our Attorneys Are Investigating Edward Isaac Rosenblatt For Investment Fraud
Did You Lose Money Because of Edward Rosenblatt?
Filed: November 15, 2023
Edward Rosenblatt currently has one (1) pending customer complaint. Overall, he has been the subject of six (6) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Edward Isaac Rosenblatt.
Who Is Edward Isaac Rosenblatt of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC?
- Advisor Name: Edward Isaac Rosenblatt
- Aliases: Edward Rosenblatt
- CRD: 2658712
- Location: Mission Viejo and Newport Beach, California
- Current Employer: Cetera Advisor Networks LLC and Cetera Investment Advisers LLC
- Previous Firms: Unknown
- Number of Known Customer Complaints: 6
- Can Edward Rosenblatt Be Sued: Yes, in Private Arbitration
- Can Edward Rosenblatt’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $426,425
- Highest Settlement: $150,000
If you have suffered investment losses by Edward Rosenblatt, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Edward Rosenblatt For Broker Misconduct
As of this publication date, Edward Rosenblatt has been the subject of 6 customer disputes. Let’s review them below.
In June 2023, a FINRA arbitration was filed against or in reference to Edward Rosenblatt by a customer of Cetera Advisor Networks LLC alleging breach of fiduciary duty, breach of written contract, breach of oral contract, failure to supervise and control. Per the customer, he/she lost over $200,000 because of Mr. Rosenblatt’s actions.
In June 2017, a complaint was filed against or in reference to Edward Rosenblatt by a customer of Cetera Advisor Networks LLC alleging product misrepresentation. On July 11, 2017, Mr. Rosenblatt settled the claim for $33,777.58, and some or all of this amount may have been paid by Mr. Rosenblatt’s employer and/or insurance carrier.
In March 2009, a complaint was filed against or in reference to Edward Rosenblatt by a customer of Financial Network Investment Corporation alleging that Mr. Rosenblatt misrepresented the annuity contract purchased on August 30, 2007. Per the customer, he/she lost over $109,678.44 because of Mr. Rosenblatt’s actions.
In October 2008, a FINRA arbitration was filed against or in reference to Edward Rosenblatt by a customer of Financial Network Investment Corporation alleging that Mr. Rosenblatt poorly managed the client’s accounts and placed unauthorized trades on September 8, 2008. Mr. Rosenblatt managed the account in 2008. Per the customer, he lost over $200,000 because of Mr. Rosenblatt’s actions. On October 19, 2011, Mr. Rosenblatt settled the claim for $14,999, and some or all of this amount may have been paid by Mr. Rosenblatt’s employer and/or insurance carrier.
In August 2004, a NASD arbitration was filed against or in reference to Edward Rosenblatt by a customer of Financial Network Investment Corporation alleging unsuitable investments. Per the customer, he/she lost over $426,425 because of Mr. Rosenblatt’s actions. On June 16, 2005, Mr. Rosenblatt settled the claim for $14,999, and some or all of this amount may have been paid by Mr. Rosenblatt’s employer and/or insurance carrier.
In December 2001, a complaint was filed against or in reference to Edward Rosenblatt by a customer of Financial Network Investment Corporation alleging failure to follow instructions to place stop loss orders. Per the customer, he/she lost over $180,000 because of Mr. Rosenblatt’s actions.
How To File A Claim Against Edward Rosenblatt of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC To Get Your Money Back.
If you have questions about Edward Rosenblatt, Cetera Advisor Networks LLC, Cetera Investment Advisers LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.