Did You Lose Money Because of Peter Evans?
Filed: November 6, 2023
Peter Evans currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Peter Martin Evans.
Who Is Peter Martin Evans of LPL Financial LLC?
- Advisor Name: Peter Martin Evans
- Aliases: Peter Evans
- CRD: 1516196
- Location: San Mateo, California
- Current Employer: LPL Financial LLC
- Previous Firms: Securian Financial Services, Inc.
- Number of Known Customer Complaints: 2
- Can Peter Evans Be Sued: Yes, in Private Arbitration
- Can Peter Evans’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,626,972
- Highest Settlement: $3,415.77
If you have suffered investment losses by Peter Evans, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Peter Evans For Broker Misconduct
As of this publication date, Peter Evans has been the subject of 2 customer disputes. Let’s review them below.
In March 2023, a complaint was filed against or in reference to Peter Evans by a customer of LPL Financial LLC alleging that Mr. Evans breached his fiduciary duties by approving cash withdrawals, which indirectly benefited the advisor inJune 2021 to August 2022. Per the customer, he/she lost over $1,626,972 because of Mr. Evans’s actions. As of this publication date, this claim remains pending.
In March 2022, a complaint was filed against or in reference to Peter Evans by a customer of Securian Financial Services, Inc. alleging forgery, unauthorized trading, unauthorized imposition of fees, unauthorized change of address, privacy violations, conversion/unauthorized transactions and undisclosed an unapproved outside business activities in February 2020. Per the customer, he/she lost over $2,100 because of Mr. Evans’s actions. On August 29, 2022, Mr. Evans settled the claim for $3,415.77, and some or all of this amount may have been paid by Mr. Evans’s employer and/or insurance carrier.
How To File A Claim Against Peter Evans of LPL Financial LLC (previously with Securian Financial Services, Inc.) To Get Your Money Back.
If you have questions about Peter Evans, LPL Financial LLC, Securian Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.