Did You Lose Money Because of Kyle Manning?
Filed: January 16, 2024
Kyle Manning currently has one (1) pending investigation and nine (9) judgment/lien events. Overall, he has been the subject of four (4) customer complaints, one (1) termination event, one (1) investigation, and nine (9) judgment/lien events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kyle Infinite Manning.
Who Is Kyle Infinite Manning?
- Advisor Name: Kyle Infinite Manning
- Aliases: Kyle Henry Laurie Schmidt
- CRD: 4571317
- Location: Garden City, New York
- Current Employer: Currently Not Registered
- Previous Firms: Spartan Capital Securities, LLC, Southeast Investments, N.C., Inc., and National Securities Corporation
- Number of Known Customer Complaints: 4
- Number of Known Termination Events: 1
- Number of Known Investigation Events: 1
- Number of Known Judgment/Lien Events: 9
- Can Kyle Manning Be Sued: Yes, in Private Arbitration
- Can Kyle Manning’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $668,000
- Highest Settlement: $112,500
If you have suffered investment losses by Kyle Manning, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kyle Manning For Broker Misconduct
As of this publication date, Kyle Manning has been the subject of 1 termination event, 1 investigation, 4 customer disputes and 9 judgment/lien events. Let’s review them below.
In September 2023, FINRA initiated an investigation against or in reference to Kyle Manning.
In February 2020, Kyle Manning was the subject of a civil judgment or lien in the amount of $28,641.80. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In January 2020, a FINRA arbitration was filed against or in reference to Kyle Manning by a customer of Spartan Capital Securities, LLC alleging misrepresentation and unsuitable recommendations. Per the customer, he/she lost over $668,000 because of Mr. Manning’s actions. On February 22, 2022, Mr. Manning settled the claim for $75,000, and some or all of this amount may have been paid by Mr. Manning’s employer and/or insurance carrier.
In October 2016, Kyle Manning was the subject of a civil judgment or lien in the amount of $13,716. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In September 2016, Kyle Manning was the subject of a civil judgment or lien in the amount of $5,132. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In September 2015, Kyle Manning was the subject of a civil judgment or lien in the amount of $63,128. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In July 2015, Kyle Manning was the subject of a civil judgment or lien in the amount of $23,109.15. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In April 2015, Kyle Manning was the subject of a civil judgment or lien in the amount of $301,002. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In October 2014, Kyle Manning was the subject of a civil judgment or lien in the amount of $32,678.07. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In June 2014, Kyle Manning was the subject of a civil judgment or lien in the amount of $25,842. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In April 2014, Hunter Scott Financial LLC terminated Kyle Manning for taking a $20,000 loan from the company and making no attempt to pay it back.
In March 2009, a complaint was filed against or in reference to Kyle Manning by a customer of Hunter Scott Financial, LLC alleging that the client did not authorize a purchase of 4000 shares of BSDM. Per the customer, he lost over $7,123.75 because of Mr. Manning’s actions.
In October 2008, Kyle Manning was the subject of a civil judgment or lien in the amount of $6,433. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In July 2008, a FINRA arbitration was filed against or in reference to Kyle Manning by a customer of Hunter Scott Financial, LLC alleging churning and excessive commissions and fees. Per the customer, he/she lost over $443,056 because of Mr. Manning’s actions. On August 19, 2009, Mr. Manning settled the claim for $112,500, and some or all of this amount may have been paid by Mr. Manning’s employer and/or insurance carrier.
In October 2007, a complaint was filed against or in reference to Kyle Manning by a customer of Hunter Scott Financial, LLC alleging that the client never authorized a stop loss order to be entered. Per the customer, he/she lost over $11,665.42 because of Mr. Manning’s actions. On November 2, 2007, Mr. Manning settled the claim for $8,628.55, and some or all of this amount may have been paid by Mr. Manning’s employer and/or insurance carrier.
How To File A Claim Against Kyle Manning (previously with Spartan Capital Securities, LLC, Southeast Investments, N.C., Inc., and National Securities Corporation) To Get Your Money Back
If you have questions about Kyle Manning, Spartan Capital Securities, LLC, Southeast Investments, N.C., Inc., National Securities Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.