Advisor Alert: Our Attorneys Are Investigating Alex Gregory Gutierrez For Investment Fraud
Did You Lose Money Because of Alex Gutierrez?
Filed: November 16, 2023
Alex Gutierrez has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Alex Gregory Gutierrez.
Who Is Alex Gregory Gutierrez of LPL Financial LLC?
- Advisor Name: Alex Gregory Gutierrez
- Aliases: Alex Gutierrez
- CRD: 6200774
- Location: San Diego, California
- Current Employer: LPL Financial LLC
- Previous Firms: TD Ameritrade, Inc. and TD Ameritrade Investment Management, LLC
- Number of Known Customer Complaints: 1
- Can Alex Gutierrez Be Sued: Yes, in Private Arbitration
- Can Alex Gutierrez’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $24,000
- Highest Settlement: Unknown
If you have suffered investment losses by Alex Gutierrez, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a margin call liquidations lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Alex Gutierrez For Broker Misconduct
As of this publication date, Alex Gutierrez has been the subject of 1 customer dispute. Let’s review it below.
In September 2020, a complaint was filed against or in reference to Alex Gutierrez by a customer of TD Ameritrade alleging that Mr. Gutierrez recommended a bond that was not suitable for his investment objectives. Per the customer, he lost over $24,000 because of Mr. Gutierrez’s actions.
How To File A Claim Against Alex Gutierrez of LPL Financial LLC (previously with TD Ameritrade, Inc. and TD Ameritrade Investment Management, LLC) To Get Your Money Back.
If you have questions about Alex Gutierrez, LPL Financial LLC, TD Ameritrade, Inc., TD Ameritrade Investment Management, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.