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Did You Lose Money Because of Alex Gutierrez?

Filed: November 16, 2023

Alex Gutierrez has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Alex Gregory Gutierrez.

Who Is Alex Gregory Gutierrez of LPL Financial LLC?

  • Advisor Name: Alex Gregory Gutierrez
  • Aliases: Alex Gutierrez
  • CRD: 6200774
  • Location: San Diego, California
  • Current Employer: LPL Financial LLC
  • Previous Firms: TD Ameritrade, Inc. and TD Ameritrade Investment Management, LLC
  • Number of Known Customer Complaints: 1
  • Can Alex Gutierrez Be Sued: Yes, in Private Arbitration
  • Can Alex Gutierrez’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $24,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Alex Gutierrez, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a margin call liquidations lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Alex Gutierrez For Broker Misconduct

As of this publication date, Alex Gutierrez has been the subject of 1 customer dispute. Let’s review it below.

In September 2020, a complaint was filed against or in reference to Alex Gutierrez by a customer of TD Ameritrade alleging that Mr. Gutierrez recommended a bond that was not suitable for his investment objectives. Per the customer, he lost over $24,000 because of Mr. Gutierrez’s actions.

How To File A Claim Against Alex Gutierrez of LPL Financial LLC (previously with TD Ameritrade, Inc. and TD Ameritrade Investment Management, LLC) To Get Your Money Back.

If you have questions about Alex Gutierrez, LPL Financial LLC, TD Ameritrade, Inc., TD Ameritrade Investment Management, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

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Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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