Advisor Alert: Our Attorneys Are Investigating Eugene James Yelverton III For Investment Fraud
Did You Lose Money Because of Gene Yelverton?
Filed: November 29, 2023
Gene Yelverton has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Eugene James Yelverton III.
Who Is Eugene James Yelverton III of LPL Financial LLC?
- Advisor Name: Eugene James Yelverton III
- Aliases: Gene Yelverton III, Gene Yelverton
- CRD: 2185387
- Location: Ridgeland, Mississippi
- Current Employer: LPL Financial LLC
- Previous Firms: Securities America Advisors, Inc., and Securities America, Inc.
- Number of Known Customer Complaints: 1
- Can Eugene Yelverton III Be Sued: Yes, in Private Arbitration
- Can Eugene Yelverton III’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $30,000
- Highest Settlement: $14,000
If you have suffered investment losses by Eugene Yelverton III, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Eugene Yelverton III For Broker Misconduct
As of this publication date, Eugene Yelverton III has been the subject of 1 customer dispute. Let’s review it below.
In October 2020, a FINRA arbitration was filed against or in reference to Eugene Yelverton III by a customer of LPL Financial LLC alleging unsuitable alternative investment recommendation. Per the customer, he/she lost over $30,000 because of Mr. Yelverton III’s actions. On February 23, 2021, Mr. Yelverton III settled the claim for $14,000, and some or all of this amount may have been paid by Mr. Yelverton III’s employer and/or insurance carrier.
How To File A Claim Against Eugene Yelverton III of LPL Financial LLC (previously with Securities America Advisors, Inc., and Securities America, Inc.) To Get Your Money Back.
If you have questions about Eugene Yelverton III, LPL Financial LLC, Securities America Advisors, Inc., Securities America, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.