Advisor Alert: Our Attorneys Are Investigating Harvey Stuart Berk For Investment Fraud
Did You Lose Money Because of Harvey Berk?
Filed: October 30, 2023
Harvey Berk has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Harvey Stuart Berk.
Who Is Harvey Stuart Berk of Kestra Investment Services, LLC and Kestra Advisory Services, LLC?
- Advisor Name: Harvey Stuart Berk
- Aliases: Harvey S Berk
- CRD: 705380
- Location: Kestra Investment Services, LLC and Kestra Advisory Services, LLC
- Current Employer: LPL Financial LLC
- Previous Firms: LPL Financial LLC and David Lerner Associates, Inc.
- Number of Known Customer Complaints: 2
- Can Harvey Berk Be Sued: Yes, in Private Arbitration
- Can Harvey Berk’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $73,122
- Highest Settlement: $6,500
If you have suffered investment losses by Harvey Berk, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a churning lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Harvey Berk For Broker Misconduct
As of this publication date, Harvey Berk has been the subject of 2 customer disputes. Let’s review them below.
In September 2019, a complaint was filed against or in reference to Harvey Berk by a customer of LPL Financial LLC alleging that the client’s investments did not keep pace with distributions from her account and alleged that the advisor should have recommended different investments. On February 24, 2020, Mr. Berk settled the claim for $6,500.
In February 1984, a complaint was filed against or in reference to Harvey Berk alleging unsuitability. Per the customer, he/she lost over $73,122 because of Mr. LeBlanc’s actions. On March 1, 1984, Mr. Berk settled the claim.
How To File A Claim Against Harvey Berk of Kestra Investment Services, LLC and Kestra Advisory Services, LLC (previously with LPL Financial LLC and David Lerner Associates, Inc.) To Get Your Money Back.
If you have questions about Harvey Berk, Kestra Investment Services, LLC, Kestra Advisory Services, LLC, LPL Financial LLC, David Lerner Associates, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.