Did You Lose Money Because of Harry Barth?
Filed: October 30, 2023
Harry Barth has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Harry Michael Barth.
Who Is Harry Michael Barth of Secura Financial and Crown Capital Securities, L.P.?
- Advisor Name: Harry Michael Barth
- Aliases: Harry Barth
- CRD: 13891
- Location: Orange, California
- Current Employer: Secura Financial and Crown Capital Securities, L.P.
- Previous Firms: J.W. Cole Advisors, Inc. and Financial Advisers of America, LLC
- Number of Known Customer Complaints: 2
- Can Harry Barth Be Sued: Yes, in Private Arbitration
- Can Harry Barth’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $4,000,000
- Highest Settlement: $300,000
If you have suffered investment losses by Harry Barth, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Harry Barth For Broker Misconduct
As of this publication date, Harry Barth has been the subject of 2 customer disputes. Let’s review them below.
In February 2020, a FINRA arbitration was filed against or in reference to Harry Barth by a customer of LPL Financial LLC alleging claims, including suitability, for investments made in illiquid products. Per the customer, he/she lost over $4,000,000 because of Mr. Barth’s actions. On June 7, 2021, Mr. Barth settled the claim for $300,000, and some or all of this amount may have been paid by Mr. Barth’s employer and/or insurance carrier.
In September 1987, a complaint was filed against or in reference to Harry Barth by a customer of H.M. Barth Financial Planners Inc (FL Corp) & Profile Investments Inc. alleging breach of contract, negligence, and gross negligence. On January 1, 1989, Mr. Barth settled the claim for $25,000, and some or all of this amount may have been paid by Mr. Barth’s employer and/or insurance carrier.
How To File A Claim Against Harry Barth of Secura Financial and Crown Capital Securities, L.P. (previously with J.W. Cole Advisors, Inc. and Financial Advisers of America, LLC) To Get Your Money Back.
If you have questions about Harry Barth, Secura Financial, Crown Capital Securities, L.P., J.W. Cole Advisors, Inc., Financial Advisers of America, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
