Advisor Alert: Our Attorneys Are Investigating Guy Anthony Harrigan For Investment Fraud
Did You Lose Money Because of Guy Harrigan?
Filed: October 30, 2023
Anthony Harrigan (also known as Guy Anthony Harrigan) currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Guy Anthony Harrigan.
Who Is Guy Anthony Harrigan?
- Advisor Name: Guy Anthony Harrigan
- Aliases: Anthony Harrigan, G Anthony Harrigan, G. A Harrigan, Guy A Harrigan
- CRD: 1817525
- Location: Boulder, Colorado
- Current Employer: Currently Not Registered
- Previous Firms: Lion Street Financial, LLC, Triad Advisors, Inc., and LPL Financial LLC
- Number of Known Customer Complaints: 2
- Can Guy Harrigan Be Sued: Yes, in Private Arbitration
- Can Guy Harrigan’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $325,000
- Highest Settlement: $30,000
If you have suffered investment losses by Guy Harrigan, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Guy Harrigan For Broker Misconduct
As of this publication date, Guy Harrigan has been the subject of 2 customer disputes. Let’s review them below.
In October 2022, a FINRA arbitration was filed against or in reference to Guy Harrigan by multiple customers of Triad Advisors, Inc. and Lion Street Financial, LLC alleging that certain alternative investment recommendations made to them were not in keeping with their investment needs and objectives, and that their portfolio was “over-concentrated in high-risk, complicated investments.” Per the customers, they lost over $100,000 because of Mr. Harrigan’s actions. On October 10, 2023, Mr. Harrigan settled the claim for $30,000, and some or all of this amount may have been paid by Mr. Harrigan’s employer and/or insurance carrier.
In April 2023, a FINRA arbitration was filed against or in reference to Guy Harrigan by a customer of Triad Advisors, LLC alleging damages related to the unsuitable sale of alternative investments. Per the customer, he/she lost over $325,000 because of Mr. Harrigan’s actions. As of this publication date, the claim remains pending.
How To File A Claim Against Guy Harrigan (previously with Lion Street Financial, LLC, Triad Advisors, Inc., and LPL Financial LLC) To Get Your Money Back.
If you have questions about Guy Harrigan, Lion Street Financial, LLC, Triad Advisors, Inc., LPL Financial LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.