Advisor Alert: Our Attorneys Are Investigating Dennis Edward Charleton For Investment Fraud
Did You Lose Money Because of Dennis Charleton?
Filed: January 24, 2024
Dennis Charleton has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Dennis Edward Charleton.
Who Is Dennis Edward Charleton?
- Advisor Name: Dennis Edward Charleton
- Aliases: Dennis Charleton
- CRD: 2674374
- Location: Webster, Texas
- Current Employer: Currently Not Registered
- Previous Firms: Ameriprise Financial Services, LLC, LPL Financial LLC, and Metlife Securities Inc.
- Number of Known Customer Complaints: 1
- Can Dennis Charleton Be Sued: Yes, in Private Arbitration
- Can Dennis Charleton’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $90,000
- Highest Settlement: $3,000
If you have suffered investment losses by Dennis Charleton, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Dennis Charleton For Broker Misconduct
As of this publication date, Dennis Charleton has been the subject of 1 customer dispute. Let’s review it below.
In December 2020, a complaint was filed against or in reference to Dennis Charleton by a customer of LPL Financial LLC alleging that he was recommended FSKR, an unsuitable, high-commission, illiquid alternative investment initially purchased at LPL. Per the customer, he lost over $90,000 because of Mr. Charleton’s actions. On February 2, 2022, Mr. Charleton settled the claim for $3,000, and some or all of this amount may have been paid by Mr. Charleton’s employer and/or insurance carrier.
How To File A Claim Against Dennis Charleton (previously with Ameriprise Financial Services, LLC, LPL Financial LLC, and Metlife Securities Inc.) To Get Your Money Back
If you have questions about Dennis Charleton, Ameriprise Financial Services, LLC, LPL Financial LLC, Metlife Securities Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.