Advisor Alert: Our Attorneys Are Investigating Anthony Lee Fazio For Investment Fraud
Did You Lose Money Because of Anthony Fazio?
Filed: November 6, 2023
Anthony Fazio has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Anthony Lee Fazio.
Who Is Anthony Lee Fazio?
- Advisor Name: Anthony Lee Fazio
- Aliases: Anthony Fazio
- CRD: 1043927
- Location: Excelsior, Minnesota
- Current Employer: Currently Not Registered
- Previous Firms: Cetera Investment Advisors LLC, Financial Network Investment Corporation, and Midland Management Corp.
- Number of Known Customer Complaints: 1
- Can Anthony Fazio Be Sued: Yes, in Private Arbitration
- Can Anthony Fazio’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $27,615.22
- Highest Settlement: $13,504.79
If you have suffered investment losses by Anthony Fazio, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Anthony Fazio For Broker Misconduct
As of this publication date, Anthony Fazio has been the subject of 1 customer dispute. Let’s review it below.
In November 2019, a complaint was filed against or in reference to Anthony Fazio by a customer of Cetera Advisors LLC alleging that two VA policies were misrepresented when sold to her and her mother. Per the customer, she lost over $27,615.22 because of Mr. Fazio’s actions. On July 16, 2020, Mr. Fazio settled the claim for $13,504.79, and some or all of this amount may have been paid by Mr. Fazio’s employer and/or insurance carrier.
How To File A Claim Against Anthony Fazio (previously with Cetera Investment Advisors LLC, Financial Network Investment Corporation, and Midland Management Corp.) To Get Your Money Back.
If you have questions about Anthony Fazio, Cetera Investment Advisors LLC, Financial Network Investment Corporation, Midland Management Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.