Advisor Alert: Our Attorneys Are Investigating Andrew Hung Nguyen For Investment Fraud
Did You Lose Money Because of Andrew Nguyen?
Filed: November 6, 2023
Andrew Nguyen (also known as Hung Van Nguyen) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Andrew Hung Nguyen Mr.
Who Is Andrew Hung Nguyen of Cetera Investment Services LLC and Cetera Investment Advisers LLC?
- Advisor Name: Andrew Hung Nguyen Mr
- Aliases: Andrew Nguyen Mr, Hung Van Nguyen
- CRD: 4126281
- Location: San Jose, California
- Current Employer: Cetera Investment Services LLC and Cetera Investment Advisers LLC
- Previous Firms: Cetera Advisors LLC and Foothill Securities, Inc.
- Number of Known Customer Complaints: 1
- Can Andrew Nguyen Be Sued: Yes, in Private Arbitration
- Can Andrew Nguyen’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $22,500
- Highest Settlement: Unknown
If you have suffered investment losses by Andrew Nguyen, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Andrew Nguyen For Broker Misconduct
As of this publication date, Andrew Nguyen has been the subject of 1 customer dispute. Let’s review it below.
In March 2020, a FINRA arbitration was filed against or in reference to Andrew Nguyen by a customer of Cetera Advisors LLC/Cetera Investment Services LLC alleging that the client was not made aware of the features of her VA contract. Per the customer, he/she lost over $22,500 because of Mr. Nguyen’s actions.
How To File A Claim Against Andrew Nguyen of Cetera Investment Services LLC and Cetera Investment Advisers LLC (previously with Cetera Advisors LLC and Foothill Securities, Inc.) To Get Your Money Back.
If you have questions about Andrew Nguyen, Cetera Investment Services LLC, Cetera Investment Advisers LLC, Cetera Advisors LLC, Foothill Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.