Advisor Alert: Our Attorneys Are Investigating Paul Andreas Gomperz For Investment Fraud

Did You Lose Money Because of Paul Gomperz?

Filed: March 11, 2024

Paul Gomperz has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Paul Andreas Gomperz.

Who Is Paul Andreas Gomperz?

  • Advisor Name: Paul Andreas Gomperz
  • Aliases: Paul Gomperz
  • CRD: 224867
  • Location: Liverpool, New York
  • Current Employer: Currently Not Registered
  • Previous Firms: IBN Financial Services, Inc., B. Riley Wealth Management, and National Securities Corporation
  • Number of Known Customer Complaints: 1
  • Can Paul Gomperz Be Sued: Yes, in Private Arbitration
  • Can Paul Gomperz’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $158,000
  • Highest Settlement: $75,000

If you have suffered investment losses by Paul Gomperz, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Paul Gomperz For Broker Misconduct

As of this publication date, Paul Gomperz has been the subject of 1 customer dispute. Let’s review it below.

In November 2022, a FINRA arbitration was filed against or in reference to Paul Gomperz by a customer of National Securities Corporation alleging suitability in GWG holdings. Per the customer, he/she lost over $158,000 because of Mr. Gomperz’s actions. On September 25, 2023, Mr. Gomperz settled the claim for $75,000, and some or all of this amount may have been paid by Mr. Gomperz’s employer and/or insurance carrier.

How To File A Claim Against Paul Gomperz (previously with IBN Financial Services, Inc., B. Riley Wealth Management, and National Securities Corporation) To Get Your Money Back

If you have questions about Paul Gomperz, IBN Financial Services, Inc., B. Riley Wealth Management, National Securities Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.