Advisor Alert: Our Attorneys Are Investigating Denis Michael Drummey For Investment Fraud
Did You Lose Money Because of Denis Drummey?
Filed: October 27, 2023
Denis Drummey has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Denis Michael Drummey.
Who Is Denis Michael Drummey?
- Advisor Name: Denis Michael Drummey
- Aliases: Denis M Drummey
- CRD: 4910232
- Location: Hingham, Massachusetts
- Current Employer: Currently Not Registered
- Previous Firms: Ameriprise Financial Services Inc., LPL Financial LLC, and AIG Financial Advisors, Inc.
- Number of Known Customer Complaints: 2
- Can Denis Drummey Be Sued: Yes, in Private Arbitration
- Can Denis Drummey’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $34,874.50
If you have suffered investment losses by Denis Drummey, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Denis Drummey For Broker Misconduct
As of this publication date, Denis Drummey has been the subject of 2 customer disputes. Let’s review them below.
In August 2020, a complaint was filed against or in reference to Denis Drummey by a customer of LPL Financial LLC alleging illiquidity of the business development company. The client also alleges that Mr. Drummey’s recommendation of a business development company was unsuitable, and that his net worth was incorrectly stated on the account paperwork. On November 17, 2020, Mr. Drummey settled the claim for $34,874.50, and some or all of this amount may have been paid by Mr. Drummey’s employer and/or insurance carrier.
In May 2020, a complaint was filed against or in reference to Denis Drummey by a customer of LPL Financial LLC alleging misrepresentation and unsuitable investment in connection with alternative investments.
How To File A Claim Against Denis Drummey (previously with Ameriprise Financial Services Inc., LPL Financial LLC, and AIG Financial Advisors, Inc.) To Get Your Money Back.
If you have questions about Denis Drummey, Ameriprise Financial Services Inc., LPL Financial LLC, AIG Financial Advisors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.