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Did You Lose Money Because of Dennis Rife?

Filed: October 26, 2023

Dennis Rife has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Dennis Todd Rife.

Who Is Dennis Todd Rife of Osaic Wealth, Inc.?

  • Advisor Name: Dennis Todd Rife
  • Aliases: Dennis Rife
  • CRD: 2534229
  • Location: Maumee, Ohio
  • Current Employer: Osaic Wealth, Inc.
  • Previous Firms: Walnut Street Securities, Inc. and Walnut Street Advisers Inc.
  • Number of Known Customer Complaints: 1
  • Can Dennis Rife Be Sued: Yes, in Private Arbitration
  • Can Dennis Rife’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $100,001
  • Highest Settlement: $66,250

If you have suffered investment losses by Dennis Rife, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Dennis Rife For Broker Misconduct

As of this publication date, Dennis Rife has been the subject of 1 customer dispute. Let’s review it below.

In May 2020, a FINRA arbitration was filed against or in reference to Dennis Rife by a customer of Royal Alliance Associates, Inc. alleging that recommendations to purchase two investments in his IRA account were not in keeping with his needs and objectives. Per the customer, he/she lost over $100,001 because of Mr. Rife’s actions. On September 28, 2021, Mr. Rife settled the claim for $66,250, and some or all of this amount may have been paid by Mr. Rife’s employer and/or insurance carrier.

How To File A Claim Against Dennis Rife of Osaic Wealth, Inc. (previously with Walnut Street Securities, Inc. and Walnut Street Advisers Inc.) To Get Your Money Back.

If you have questions about Dennis Rife, Osaic Wealth, Inc., Walnut Street Securities, Inc., Walnut Street Advisers Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553. Our team has recovered approximately $25 million dollars on behalf of investors who lost money due to bad advice by their broker or brokerage firm. We’d love to help you out too.

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Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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