Advisor Alert: Our Attorneys Are Investigating Daniel Leonard Ascani For Investment Fraud
Did You Lose Money Because of Daniel Ascani?
Filed: October 27, 2023
Daniel Ascani currently has one (1) pending judgment/lien event. Overall, he has been the subject of one (1) judgment/lien event and two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Daniel Leonard Ascani.
Who Is Daniel Leonard Ascani?
- Advisor Name: Daniel Leonard Ascani
- Aliases: Daniel Ascani
- CRD: 1098977
- Location: Boca Raton, Florida
- Current Employer: Currently Not Registered
- Previous Firms: LPL Financial LLC, Ameriprise Financial Services, Inc., and Kovack Securities Inc.
- Number of Known Customer Complaints: 2
- Number of Known Judgment/Lien Events: 1
- Can Daniel Ascani Be Sued: Yes, in Private Arbitration
- Can Daniel Ascani’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Daniel Ascani, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Daniel Ascani For Broker Misconduct
As of this publication date, Daniel Ascani has been the subject of 1 judgment/lien event and 2 customer disputes. Let’s review them below.
In April 2021, Daniel Ascani was the subject of a civil judgment or lien in the amount of $67,850.15. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In April 2020, a complaint was filed against or in reference to Daniel Ascani by a customer of Ameriprise Financial Services alleging that the liquidity of two alternative investments had not been disclosed at the time of the purchase. The client added that she stated that she wanted to get out of the investments immediately, which is not possible due to their liquidity.
In September 2016, a complaint was filed against or in reference to Daniel Ascani by a customer of LPL Financial LLC alleging unsuitable investment in a non-traded reit and that certain investor profile information was reporting incorrectly.
How To File A Claim Against Daniel Ascani (previously with LPL Financial LLC, Ameriprise Financial Services, Inc., and Kovack Securities Inc.) To Get Your Money Back.
If you have questions about Daniel Ascani, LPL Financial LLC, Ameriprise Financial Services, Inc., Kovack Securities Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.