Advisor Alert: Our Attorneys Are Investigating Kathleen Jean Almulla For Investment Fraud
Did You Lose Money Because of Kathleen Almulla?
Filed: November 6, 2023
Cameo Nouvelle Almulla (also known as Kathleen Gursahani Almulla, Kathleen Gursahani Dionne, Kathleen Jean Gursahani, and Kathleen Jean Almulla) currently has one (1) pending customer complaint and two (2) pending judgment/lien events. Overall, she has been the subject of one (1) termination event, two (2) judgment/lien events, and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kathleen Jean Almulla.
Who Is Kathleen Jean Almulla?
- Advisor Name: Kathleen Jean Almulla
- Aliases: Cameo Nouvelle Almulla, Kathleen Gursahani Almulla, Kathleen Gursahani Dionne, Kathleen Dionne, Kathleen Jean Gursahani, Cameo Nouvelle
- CRD: 1046406
- Location: Orlando, Florida
- Current Employer: Currently Not Registered
- Previous Firms: Cetera Advisor Networks LLC, Summit Brokerage Services, Inc., and Merrill Lynch, Pierce, Fenner, & Smith Incorporated
- Number of Known Customer Complaints: 1
- Number of Known Termination Events: 1
- Number of Known Judgment/Lien Events: 2
- Can Kathleen Almulla Be Sued: Yes, in Private Arbitration
- Can Kathleen Almulla’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,000,000
- Highest Settlement: Unknown
If you have suffered investment losses by Kathleen Almulla, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kathleen Almulla For Broker Misconduct
As of this publication date, Kathleen Almulla has been the subject of 1 termination event, 2 judgment/lien events, and 1 customer dispute. Let’s review them below.
In October 2019, a FINRA arbitration was filed against or in reference to Kathleen Almulla by a customer of Summit Brokerage Services alleging breach of fiduciary duty, interference with an inheritance expectancy. Per the customer, he/she lost over $1,000,000 because of Ms. Almulla’s actions. As of this publication date, this claim remains pending.
In October 2016, Kathleen Almulla was the subject of a civil judgment or lien in the amount of $38,000. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In September 2000, Prudential Securities terminated Kathleen Almulla for possible violation of industry standards of conduct FA taking a personal loan from a customer.
In August 1995, Kathleen Almulla was the subject of a civil judgment or lien in the amount of $421. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
How To File A Claim Against Kathleen Almulla (previously with Cetera Advisor Networks LLC, Summit Brokerage Services, Inc., and Merrill Lynch, Pierce, Fenner, & Smith Incorporated) To Get Your Money Back.
If you have questions about Kathleen Almulla, Cetera Advisor Networks LLC, Summit Brokerage Services, Inc., Merrill Lynch, Pierce, Fenner, & Smith Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.