Advisor Alert: Our Attorneys Are Investigating Brian Joesph Gaffney For Investment Fraud
Did You Lose Money Because of Brian Gaffney?
Filed: October 30, 2023
Brian Gaffney has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brian Joesph Gaffney.
Who Is Brian Joesph Gaffney of LPL Financial LLC?
- Advisor Name: Brian Joesph Gaffney
- Aliases: Brian Gaffney
- CRD: 1633401
- Location: Chester, New Jersey
- Current Employer: LPL Financial LLC
- Previous Firms: MML Investors Services, Inc. and New England Securities Corporation
- Number of Known Customer Complaints: 2
- Can Brian Gaffney Be Sued: Yes, in Private Arbitration
- Can Brian Gaffney’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $135,000
- Highest Settlement: $2,000
If you have suffered investment losses by Brian Gaffney, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brian Gaffney For Broker Misconduct
As of this publication date, Brian Gaffney has been the subject of 2 customer disputes. Let’s review them below.
In December 2020, a FINRA arbitration was filed against or in reference to Brian Gaffney by a customer of LPL Financial LLC alleging that Mr. Gaffney recommended that he invest in a REIT and a business development company which were unsuitable for his investment portfolio in May 2014 to December 2020. Per the customer, he lost over $135,000 because of Mr. Gaffney’s actions. January 14, 2022, Mr. Gaffney settled the claim for $2,000, and some or all of this amount may have been paid by Mr. Gaffney’s employer and/or insurance carrier.
In November 2002, a complaint was filed against or in reference to Brian Gaffney by a customer of MML Securities alleging that Mr. Gaffney’s investment recommendations were unsuitable because he wanted conservative short term investments. Per the customer, he lost over $25,000 because of Mr. Gaffney’s actions.
How To File A Claim Against Brian Gaffney of LPL Financial LLC (previously with MML Investors Services, Inc. and New England Securities Corporation) To Get Your Money Back.
If you have questions about Brian Gaffney, LPL Financial LLC, MML Investors Services, Inc., New England Securities Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.