Advisor Alert: Our Attorneys Are Investigating Brian Neil Slade For Investment Fraud
Did You Lose Money Because of Brian Slade?
Filed: October 30, 2023
Brian Slade has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brian Neil Slade.
Who Is Brian Neil Slade of LPL Financial LLC?
- Advisor Name: Brian Neil Slade
- Aliases: Brian Slade
- CRD: 4073310
- Location: South Jordan, Utah
- Current Employer: LPL Financial LLC
- Previous Firms: AXA Advisors, LLC and Mony Securities Corporation
- Number of Known Customer Complaints: 1
- Can Brian Slade Be Sued: Yes, in Private Arbitration
- Can Brian Slade’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $8,000
- Highest Settlement: Unknown
If you have suffered investment losses by Brian Slade, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an elder financial abuse lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brian Slade For Broker Misconduct
As of this publication date, Brian Slade has been the subject of 1 customer dispute. Let’s review it below.
In February 2020, a complaint was filed against or in reference to Brian Slade by a customer of LPL Financial LLC alleging that Mr. Slade is involved with the claimant’s ex-husband in making an unauthorized withdrawal from her retirement account in 2016. Per the customer, she lost over $8,000 because of Mr. Slade’s actions.
How To File A Claim Against Brian Slade of LPL Financial LLC (previously with AXA Advisors, LLC and Mony Securities Corporation) To Get Your Money Back.
If you have questions about Brian Slade, LPL Financial LLC, AXA Advisors, LLC, Mony Securities Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.