Advisor Alert: Our Attorneys Are Investigating Lawrence Anthony Napolitano For Investment Fraud
Did You Lose Money Because of Lawrence Napolitano?
Filed: March 4, 2024
Lawrence Napolitano has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Lawrence Anthony Napolitano.
Who Is Lawrence Anthony Napolitano of Independent Financial Group, LLC?
- Advisor Name: Lawrence Anthony Napolitano
- Aliases: Lawrence Napolitano
- CRD: 4921500
- Location: Henderson, Nevada
- Current Employer: Independent Financial Group, LLC
- Previous Firms: Kalos Management, Kalos Capital, Inc., and Sammons Securities Company, LLC
- Number of Known Customer Complaints: 3
- Can Lawrence Napolitano Be Sued: Yes, in Private Arbitration
- Can Lawrence Napolitano’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $40,000
- Highest Settlement: $40,000
If you have suffered investment losses by Lawrence Napolitano, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Lawrence Napolitano For Broker Misconduct
As of this publication date, Lawrence Napolitano has been the subject of 3 customer disputes. Let’s review them below.
In April 2023, a FINRA arbitration was filed against or in reference to Lawrence Napolitano by a customer of Kalos Capital, Inc. alleging various and non-various breach of fiduciary duty. On September 19, 2023, Mr. Napolitano settled the claim for $13,000, and some or all of this amount may have been paid by Mr. Napolitano’s employer and/or insurance carrier.
In June 2020, a complaint was filed against or in reference to Lawrence Napolitano by a customer of Kalos Capital, Inc. alleging unsuitable transactions. Per the customer, he/she lost over $40,000 because of Mr. Napolitano’s actions. On June 15, 2020, Mr. Napolitano settled the claim for $40,000, and some or all of this amount may have been paid by Mr. Napolitano’s employer and/or insurance carrier.
In December 2011, a complaint was filed against or in reference to Lawrence Napolitano by a customer of Sammons Securities Company, LLC alleging that during the underwriting process, Mr. Napolitano forged a part of the medical exam.
How To File A Claim Against Lawrence Napolitano of Independent Financial Group, LLC (previously with Kalos Management, Kalos Capital, Inc., and Sammons Securities Company, LLC) To Get Your Money Back
If you have questions about Lawrence Napolitano, Independent Financial Group, LLC, Kalos Management, Kalos Capital, Inc., Sammons Securities Company, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.