Advisor Alert: Our Attorneys Are Investigating Regina Ruth Onkst For Investment Fraud
Did You Lose Money Because of Regina Onkst?
Filed: January 18, 2024
Regina Ruth Onkst (also known as Regina Ruth Gruenenfelder) has been the subject of six (6) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Regina Ruth Onkst.
Who Is Regina Ruth Onkst of Ameriprise Financial Services, LLC?
- Advisor Name: Regina Ruth Onkst
- Aliases: Regina Ruth Gruenenfelder, Regina Onkst
- CRD: 1128989
- Location: Louisville, Kentucky and Alachua, Florida
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: UBS Financial Services Inc. and Morgan Stanley & Co. Incorporated
- Number of Known Customer Complaints: 6
- Can Regina Onkst Be Sued: Yes, in Private Arbitration
- Can Regina Onkst’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,000
- Highest Settlement: $51,575
If you have suffered investment losses by Regina Onkst, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Regina Onkst For Broker Misconduct
As of this publication date, Regina Onkst has been the subject of 6 customer disputes. Let’s review them below.
In February 2019, a FINRA arbitration was filed against or in reference to Regina Onkst by a customer of UBS Financial Services Inc. alleging negligence, breach of contract and breach of fiduciary duty in the completion of a change of IRA beneficiary designation form. Per the customer, he/she lost over $100,000 because of Ms. Onkst’s actions. On January 7, 2020, Ms. Onkst settled the claim for $51,575, and some or all of this amount may have been paid by Ms. Onkst’s employer and/or insurance carrier.
In June 1998, a FINRA arbitration was filed against or in reference to Regina Onkst by a customer of Prudential Securities Incorporated alleging inappropriate investment. Per the customer, he/she lost over $41,463 because of Ms. Onkst’s actions. On October 13, 1998, Ms. Onkst settled the claim for $21,000, and some or all of this amount may have been paid by Ms. Onkst’s employer and/or insurance carrier.
In June 1998, a complaint was filed against or in reference to Regina Onkst by a customer of Prudential Securities Incorporated alleging that the client’s purchases of flagstar bonds through Prudential were unsuitable. Per the customer, he/she lost over $23,503 because of Ms. Onkst’s actions. On October 8, 1998, Ms. Onkst settled the claim for $9,000, and some or all of this amount may have been paid by Ms. Onkst’s employer and/or insurance carrier.
In June 1998, a complaint was filed against or in reference to Regina Onkst by a customer of Prudential Securities Incorporated alleging purchase of flagstar bonds through Prudential were not suitable. Per the customer, he/she lost over $14,351 because of Ms. Onkst’s actions. On October 16, 1998, Ms. Onkst settled the claim for $8,000, and some or all of this amount may have been paid by Ms. Onkst’s employer and/or insurance carrier.
In June 1998, a complaint was filed against or in reference to Regina Onkst by a customer of Prudential Securities Incorporated alleging that Prudential advised bonds were secure. Per the customer, he/she lost over $17,077 because of Ms. Onkst’s actions. On September 2, 1998, Ms. Onkst settled the claim for $6,500, and some or all of this amount may have been paid by Ms. Onkst’s employer and/or insurance carrier.
In May 1998, a complaint was filed against or in reference to Regina Onkst by a customer of Prudential Securities Incorporated alleging unsuitability with respect to her purchase of flagstar through prudential. Per the customer, he/she lost over $13,886 because of Ms. Onkst’s actions. On September 1, 1998, Ms. Onkst settled the claim for $9,000, and some or all of this amount may have been paid by Ms. Onkst’s employer and/or insurance carrier.
How To File A Claim Against Regina Onkst of Ameriprise Financial Services, LLC (previously with UBS Financial Services Inc. and Morgan Stanley & Co. Incorporated) To Get Your Money Back
If you have questions about Regina Onkst, Ameriprise Financial Services, LLC, UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.