Advisor Alert: Our Attorneys Are Investigating Dominick Mark Greco For Investment Fraud
Did You Lose Money Because of Dominick Greco?
Filed: November 6, 2023
Dominick Greco has been the subject of four (4) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Dominick M. Greco.
Who Is Dominick M. Greco?
- Advisor Name: Dominick M. Greco
- Aliases: Dominick Mark Greco
- CRD: 4375180
- Location: Indio, California
- Current Employer: Currently Not Registered
- Previous Firms: LPL Financial LLC, Sagepoint Financial, Inc., and A.G. Edwards & Sons, Inc.
- Number of Known Customer Complaints: 4
- Can Dominick Greco Be Sued: Yes, in Private Arbitration
- Can Dominick Greco’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,776,167
- Highest Settlement: $95,000
If you have suffered investment losses by Dominick Greco, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Dominick Greco For Broker Misconduct
As of this publication date, Dominick Greco has been the subject of 4 customer disputes. Let’s review them below.
In May 2023, a complaint was filed against or in reference to Dominick Greco by a customer of LPL Financial LLC alleging that between 2009 and 2016, Mr. Greco recommended various alternative investments which were unsuitable for the customer’s investment profile and risk tolerance. Per the customer, he/she lost over $95,000 because of Mr. Greco’s actions.
In July 2020, a FINRA arbitration was filed against or in reference to Dominick Greco by a customer of LPL Financial LLC alleging that the client desired to purchase safe investments, but instead was placed in Northstar Real Estate Investment II and FS Investment Corp. The claimant contends that those investments were unsuitable and that she suffered losses “approaching $100,000” because the value of the subject investments allegedly had declined. Per the customer, she lost over $100,000 because of Mr. Greco’s actions. On February 8, 2021, Mr. Greco settled the claim for $21,500, and some or all of this amount may have been paid by Mr. Greco’s employer and/or insurance carrier.
In May 2020, a complaint was filed against or in reference to Dominick Greco by multiple customers of LPL Financial LLC alleging unsuitable recommendations, breach of fiduciary duty, misrepresentation, and negligence. Per the customers, they lost over $1,776,167 because of Mr. Greco’s actions. On May 22, 2020, Mr. Greco settled the claim for $95,000, and some or all of this amount may have been paid by Mr. Greco’s employer and/or insurance carrier.
In April 2011, a complaint was filed against or in reference to Dominick Greco by a customer of LPL Financial LLC alleging unsuitable REIT purchase. Per the customer, he/she lost over $95,000 because of Mr. Greco’s actions.
How To File A Claim Against Dominick Greco (previously with LPL Financial LLC, Sagepoint Financial, Inc., and A.G. Edwards & Sons, Inc.) To Get Your Money Back.
If you have questions about Dominick Greco, LPL Financial LLC, Sagepoint Financial, Inc., A.G. Edwards & Sons, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.