Advisor Alert: Our Attorneys Are Investigating Brandon Ashley Horton For Investment Fraud

Did You Lose Money Because of Brandon Horton?

Filed: January 24, 2024

Brandon Horton has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Brandon Ashley Horton.

Who Is Brandon Ashley Horton of Summit Financial, LLC and Purshe Kaplan Sterling Investments?

  • Advisor Name: Brandon Ashley Horton
  • Aliases: Brandon Horton
  • CRD: 4569003
  • Location: Birmingham, Alabama and Albany, New York
  • Current Employer: Summit Financial, LLC and Purshe Kaplan Sterling Investments
  • Previous Firms: Ameriprise Financial Services, LLC and IDS Life Insurance Company
  • Number of Known Customer Complaints: 1
  • Can Brandon Horton Be Sued: Yes, in Private Arbitration
  • Can Brandon Horton’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $400,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Brandon Horton, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Brandon Horton For Broker Misconduct

As of this publication date, Brandon Horton has been the subject of 1 customer dispute. Let’s review it below.

In June 2023, a complaint was filed against or in reference to Brandon Horton by a customer of Ameriprise Financial Services, LLC alleging that Mr. Horton recommended unsuitable investments for his portfolio. Per the customer, he/she lost over $400,000 because of Mr. Horton’s actions.

How To File A Claim Against Brandon Horton of Summit Financial, LLC and Purshe Kaplan Sterling Investments (previously with Ameriprise Financial Services, LLC and IDS Life Insurance Company) To Get Your Money Back

If you have questions about Brandon Horton, Summit Financial, LLC, Purshe Kaplan Sterling Investments, Ameriprise Financial Services, LLC, IDS Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.