Advisor Alert: Our Attorneys Are Investigating Michael Giordano For Investment Fraud
Did You Lose Money Because of Mike Giordano?
Filed: January 24, 2024
Michael Giordano (also known as Mike Giordano) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Michael Giordano.
Who Is Michael Giordano of Charles Schwab & Co., Inc.?
- Advisor Name: Michael Giordano
- Aliases: Mike Giordano
- CRD: 5352775
- Location: Red Bank, New Jersey
- Current Employer: Charles Schwab & Co., Inc.
- Previous Firms: Ameriprise Financial Services, LLC and Stifel, Nicolaus & Company, Incorporated
- Number of Known Customer Complaints: 1
- Can Michael Giordano Be Sued: Yes, in Private Arbitration
- Can Michael Giordano’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $51,000
- Highest Settlement: Unknown
If you have suffered investment losses by Michael Giordano, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Mike Giordano For Broker Misconduct
As of this publication date, Michael Giordano has been the subject of 1 customer dispute. Let’s review it below.
In December 2020, a complaint was filed against or in reference to Michael Giordano by a customer of Charles Schwab & Co., Inc. alleging that in February 2023, Mr. Giordano recommended an investment strategy that was unsuitable for his mother’s account which led to $51,000 in account losses. Per the customers, they lost over $51,000 because of Mr. Giordano’s actions.
How To File A Claim Against Mike Giordano of Charles Schwab & Co., Inc. (previously with Ameriprise Financial Services, LLC and Stifel, Nicolaus & Company, Incorporated) To Get Your Money Back
If you have questions about Michael Giordano, Charles Schwab & Co., Inc., Ameriprise Financial Services, LLC, Stifel, Nicolaus & Company, Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.