Advisor Alert: Our Attorneys Are Investigating Mark Lloyd Davis II For Investment Fraud
Did You Lose Money Because of Mark Davis II?
Filed: November 15, 2023
Mark Lloyd Davis has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Mark Lloyd Davis II.
Who Is Mark Lloyd Davis II of Huntington Financial Advisors and The Huntington Investment Company?
- Advisor Name: Mark Lloyd Davis II
- Aliases: Mark Lloyd Davis II, Mark Lloyd Davis
- CRD: 2730104
- Location: Byron Center, Michigan
- Current Employer: Huntington Financial Advisors and The Huntington Investment Company
- Previous Firms: Cetera Investment Advisers LLC and Cetera Investment Services LLC
- Number of Known Customer Complaints: 2
- Can Mark Davis II Be Sued: Yes, in Private Arbitration
- Can Mark Davis II’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $16,123.14
- Highest Settlement: $12,500
If you have suffered investment losses by Mark Davis II, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Mark Davis II For Broker Misconduct
As of this publication date, Mark Davis II has been the subject of 2 customer disputes. Let’s review them below.
In June 2023, a complaint was filed against or in reference to Mark Davis II by a customer of The Huntington Investment Company alleging that Mr. Davis II did not explain the options for transferring his account from a predecessor bank’s managed investment platform, nor that transferring the account would have tax implications. Per the customer, he lost over $5,000 because of Mr. Davis II’s actions.
In August 2013, a complaint was filed against or in reference to Mark Davis II by a customer of Cetera Investment Services LLC alleging that the client was told tax consequences would be minimal on his sale of mutual funds. The client also alleges $16,123.14 in capital gains taxes not minimal. Per the customer, he/she lost over $16,123.14 because of Mr. Davis II’s actions. On September 4, 2014, Mr. Davis II settled the claim for $12,500, and some or all of this amount may have been paid by Mr. Davis II’s employer and/or insurance carrier.
How To File A Claim Against Mark Davis II of Huntington Financial Advisors and The Huntington Investment Company (previously with Cetera Investment Advisers LLC and Cetera Investment Services LLC) To Get Your Money Back.
If you have questions about Mark Davis II, Huntington Financial Advisors, The Huntington Investment Company, Cetera Investment Advisers LLC, Cetera Investment Services LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.