Advisor Alert: Our Attorneys Are Investigating Donald Blatch Johns III For Investment Fraud
Did You Lose Money Because of Donald Johns III?
Filed: March 12, 2024
Donald Johns III has been the subject of one (1) customer complaint and two (2) judgment/lien events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Donald Blatch Johns III.
Who Is Donald Blatch Johns III of Newbridge Securities Corporation?
- Advisor Name: Donald Blatch Johns III
- Aliases: Donald Blatch Johns
- CRD: 4566047
- Location: Boca Raton, Florida
- Current Employer: Newbridge Securities Corporation
- Previous Firms: SW Financial, Arive Capital Markets, and Westpark Capital, Inc.
- Number of Known Customer Complaints: 1
- Number of Known Judgment/Lien Events: 2
- Can Donald Johns III Be Sued: Yes, in Private Arbitration
- Can Donald Johns III’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $160,000
- Highest Settlement: $41,250
If you have suffered investment losses by Donald Johns III, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Donald Johns III For Broker Misconduct
As of this publication date, Donald Johns III has been the subject of 1 customer dispute and 2 judgment/lien events. Let’s review them below.
In December 2023, Donald Johns was the subject of a civil judgment or lien in the amount of $30,212. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In April 2016, Donald Johns was the subject of a civil judgment or lien in the amount of $21,455.82. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In December 2012, a FINRA arbitration was filed against or in reference to Donald Johns III by a customer of Moloney Securities Co., Inc. alleging unsuitable recommendations, excessive trading, negligent misrepresentations and breach of fiduciary duty all resulting in losses in 2011. Per the customer, he/she lost over $160,000 because of Mr. Johns’s actions. On October 18, 2013, Mr. Johns settled the claim for $41,250, and some or all of this amount may have been paid by Mr. Johns’s employer and/or insurance carrier.
How To File A Claim Against Donald Johns III of Newbridge Securities Corporation (previously with SW Financial, Arive Capital Markets, and Westpark Capital, Inc.) To Get Your Money Back
If you have questions about Donald Johns III, Newbridge Securities Corporation, SW Financial, Arive Capital Markets, Westpark Capital, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.