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Did You Lose Money Because of James Vaughn?

Filed: January 24, 2024

James Vaughn has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on James Kelley Vaughn Jr.

Who Is James Kelley Vaughn Jr of Ameriprise Financial Services, LLC?

  • Advisor Name: James Kelley Vaughn Jr
  • Aliases: James Kelley Jr Vaughn
  • CRD: 1947750
  • Location: Birmingham, Alabama
  • Current Employer: Raymond James & Associates, Inc.
  • Previous Firms: Morgan Keegan & Company, Inc. and Amsouth Investment Management Company LLC
  • Number of Known Customer Complaints: 1
  • Can James Vaughn Be Sued: Yes, in Private Arbitration
  • Can James Vaughn’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: Unknown
  • Highest Settlement: Unknown

If you have suffered investment losses by James Vaughn, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against James Vaughn For Broker Misconduct

As of this publication date, James Vaughn has been the subject of 1 customer dispute. Let’s review it below.

In May 2020, a complaint was filed against or in reference to James Vaughn by multiple customers of Raymond James & Associates, Inc. alleging mismanaged accounts.

How To File A Claim Against James Vaughn of Raymond James & Associates, Inc. (previously with Morgan Keegan & Company, Inc. and Amsouth Investment Management Company LLC) To Get Your Money Back

If you have questions about James Vaughn, Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., Amsouth Investment Management Company LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

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Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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