Advisor Alert: Our Attorneys Are Investigating Marc Alan Seeherman For Investment Fraud
Did You Lose Money Because of Marc Seeherman?
Filed: January 16, 2024
Marc Seeherman has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Marc Alan Seeherman.
Who Is Marc Alan Seeherman of Calton & Associates, Inc.?
- Advisor Name: Marc Alan Seeherman
- Aliases: Marc Seeherman
- CRD: 1131557
- Location: New York, New York State
- Current Employer: Calton & Associates, Inc.
- Previous Firms: VSR Financial Services, Inc., Alliance Affiliated Equities Corporation, Princeton Equity Securities, Inc.
- Number of Known Customer Complaints: 3
- Can Marc Seeherman Be Sued: Yes, in Private Arbitration
- Can Marc Seeherman’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $499,000
- Highest Settlement: $85,000
If you have suffered investment losses by Marc Seeherman, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stock market losses lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Marc Seeherman For Broker Misconduct
As of this publication date, Marc Seeherman has been the subject of 3 customer disputes. Let’s review them below.
In March 2021, a FINRA arbitration was filed against or in reference to Marc Seeherman by a customer of Calton & Associates alleging misrepresentation, omissions and unsuitable recommendations. Per the customer, he/she lost over $50,000 because of Mr. Seeherman’s actions. On March 22, 2021, Mr. Seeherman settled the claim for $14,750, and some or all of this amount may have been paid by Mr. Seeherman’s employer and/or insurance carrier.
In March 2021, a FINRA arbitration was filed against or in reference to Marc Seeherman by a customer of VSR Financial Services, Inc. and Calton & Associates alleging unsuitable investments. Per the customer, he/she lost over $499,000 because of Mr. Seeherman’s actions. On May 3, 2022, Mr. Seeherman settled the claim for $85,000, and some or all of this amount may have been paid by Mr. Seeherman’s employer and/or insurance carrier.
In February 2020, a FINRA arbitration was filed against or in reference to Marc Seeherman by a customer of Calton & Associates alleging negligence, misrepresentation, omission, and breach of fiduciary duty. Per the customer, he/she lost over $50,000 because of Mr. Seeherman’s actions. On April 2, 2020, Mr. Seeherman settled the claim for $24,000, and some or all of this amount may have been paid by Mr. Seeherman’s employer and/or insurance carrier.
How To File A Claim Against Marc Seeherman of Calton & Associates, Inc. (previously with VSR Financial Services, Inc., Alliance Affiliated Equities Corporation, and Princeton Equity Securities, Inc.) To Get Your Money Back.
If you have questions about Marc Seeherman, Calton & Associates, VSR Financial Services, Inc., Alliance Affiliated Equities Corporation, Princeton Equity Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.