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Did You Lose Money Because of Michael D’Andrea?

Filed: February 15, 2024

Michael D’Andrea currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Michael Robert D’Andrea.

Who Is Michael Robert D’Andrea of Sovereign Global Advisors LLC?

  • Advisor Name: Michael Robert D’Andrea
  • Aliases: Michael D’Andrea
  • CRD: 5919930
  • Location: Melville, New York
  • Current Employer: Sovereign Global Advisors LLC
  • Previous Firms: National Asset Management, Inc., National Securities Corporation, and Trident Partners Ltd.
  • Number of Known Customer Complaints: 1
  • Can Michael D’Andrea Be Sued: Yes, in Private Arbitration
  • Can Michael D’Andrea’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $100,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Michael D’Andrea, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a churning lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Michael D’Andrea For Broker Misconduct

As of this publication date, Michael D’Andrea has been the subject of 1 customer dispute. Let’s review it below.

In September 2023, a complaint was filed against or in reference to Michael D’Andrea by a customer of Sovereign Global Advisors LLC alleging breach of contract, breach of fiduciary duty, churning, fraud, negligence, unauthorized and unsuitable trading. Per the customer, he/she lost over $100,000 because of Mr. D’Andrea’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Michael D’Andrea of Sovereign Global Advisors LLC (previously with National Asset Management, Inc., National Securities Corporation, and Trident Partners Ltd.) To Get Your Money Back

If you have questions about Michael D’Andrea, Sovereign Global Advisors LLC, National Asset Management, Inc., National Securities Corporation, Trident Partners Ltd., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

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Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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