Advisor Alert: Our Attorneys Are Investigating Michael D Swain For Investment Fraud
Did You Lose Money Because of Michael Swain?
Filed: January 31, 2024
Michael Swain has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Michael D Swain.
Who Is Michael D Swain of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?
- Advisor Name: Michael D Swain
- Aliases: Michael Swain
- CRD: 1887658
- Location: Memphis, Tennessee
- Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
- Previous Firms: Veravest Investments, Inc.
- Number of Known Customer Complaints: 1
- Can Michael Swain Be Sued: Yes, in Private Arbitration
- Can Michael Swain’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $15,000
- Highest Settlement: Unknown
If you have suffered investment losses by Michael Swain, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Michael Swain For Broker Misconduct
As of this publication date, Michael Swain has been the subject of 1 customer dispute. Let’s review it below.
In August 2020, a complaint was filed against or in reference to Michael Swain by a customer of Raymond James Financial Services, Inc. alleging overcharged fees due to excessive trading. Per the customer, he/she lost over $15,000 because of Mr. Swain’s actions.
How To File A Claim Against Michael Swain of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Veravest Investments, Inc.) To Get Your Money Back
If you have questions about Michael Swain, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Veravest Investments, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.