Advisor Alert: Our Attorneys Are Investigating James Peter Tammaro For Investment Fraud

Did You Lose Money Because of Jimmy Tammaro?

Filed: February 27, 2024

James Tammaro (also known as Jimmy Tammaro) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint, one (1) civil event, and three (3) judgment/lien events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on James Peter Tammaro.

Who Is James Peter Tammaro?

  • Advisor Name: James Peter Tammaro
  • Aliases: Jimmy P Tammaro
  • CRD: 1174412
  • Location: Summit, New Jersey
  • Current Employer: Currently Not Registered
  • Previous Firms: TGP Securities, Inc., Pickwick Capital Partners, LLC, and Mckim Capital, Inc.
  • Number of Known Customer Complaints: 1
  • Number of Known Civil Events: 1
  • Number of Known Judgment/Lien Events: 3
  • Can James Tammaro Be Sued: Yes, in Private Arbitration
  • Can James Tammaro’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $940,000
  • Highest Settlement: Unknown

If you have suffered investment losses by James Tammaro, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Jimmy Tammaro For Broker Misconduct

As of this publication date, James Tammaro has been the subject of 1 customer dispute, 1 civil event, and 3 judgment/lien events. Let’s review them below.

In February 2023, a FINRA arbitration was filed against or in reference to James Tammaro by a customer of TGP Securities, Inc. alleging that in 2014, the client, as an advised investor, lent approx. $ 940,000 to Pebbles, an investment banking client of TGP Securities at the time. In 2020, the client claimed fraud and filed a lawsuit. Per the customer, he/she lost over $940,000 because of Mr. Tammaro’s actions. As of this publication date, this claim remains pending.

In June 2021, John Sumas filed a civil action against or in reference to TGP Securities, Inc. (“TGP”) and James Tammaro (“tammaro”). They have been named as defendants in a civil lawsuit, originally filed on October 1, 2020, in the Superior Court Of New Jersey, Law Division, Union County.

In March 2016, James Tammaro was the subject of a civil judgment or lien in the amount of $88,166.75. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In March 2015, James Tammaro was the subject of a civil judgment or lien in the amount of $13,501.03. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

In November 2014, James Tammaro was the subject of a civil judgment or lien in the amount of $418,540.11. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.

How To File A Claim Against Jimmy Tammaro (previously with TGP Securities, Inc., Pickwick Capital Partners, LLC, and Mckim Capital, Inc.) To Get Your Money Back

If you have questions about James Tammaro, TGP Securities, Inc., Pickwick Capital Partners, LLC, Mckim Capital, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.