Advisor Alert: Our Attorneys Are Investigating Thomas Earl Hampton For Investment Fraud

Did You Lose Money Because of Thomas Hampton?

Filed: March 14, 2024

Thomas Hampton currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint and one (1) termination event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Earl Hampton.

Who Is Thomas Earl Hampton of MML Investors Services, LLC?

  • Advisor Name: Thomas Earl Hampton
  • Aliases: Thomas Hampton
  • CRD: 1730068
  • Location: Oneonta, Alabama
  • Current Employer: MML Investors Services, LLC
  • Previous Firms: MSI Financial Services, Inc. and Metropolitan Life Insurance Company
  • Number of Known Customer Complaints: 1
  • Number of Known Termination Events: 1
  • Can Thomas Hampton Be Sued: Yes, in Private Arbitration
  • Can Thomas Hampton’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $100,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Thomas Hampton, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Thomas Hampton For Broker Misconduct

As of this publication date, Thomas Hampton has been the subject of 1 customer dispute. Let’s review it below.

In December 2022, a FINRA arbitration was filed against or in reference to Thomas Hampton by a customer of MML Investors Services, LLC alleging that Mr. Hampton convinced the client to entrust him with his investment funds and then took advantage of him as part of a plan involving financial planning, investment, and other services akin to selling away, which has harmed him financially. Per the customer, he lost over $100,000 because of Mr. Hampton’s actions. As of this publication date, this claim remains pending.

In December 1992, The Equitable Life Assurance Society of the United States terminated Thomas Hampton for failure to respond and/or provide information regarding outside business activities as required by company policy and NASD requirements.

How To File A Claim Against Thomas Hampton of MML Investors Services, LLC (previously with MSI Financial Services, Inc. and Metropolitan Life Insurance Company) To Get Your Money Back

If you have questions about Thomas Hampton, MML Investors Services, LLC, MSI Financial Services, Inc., Metropolitan Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.