Advisor Alert: Our Attorneys Are Investigating Don Michael Rudolph For Investment Fraud

Did You Lose Money Because of Don Rudolph?

Filed: November 29, 2023

Don Rudolph currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Don Michael Rudolph.

Who Is Don Michael Rudolph?

  • Advisor Name: Don Michael Rudolph
  • Aliases: Don Rudolph
  • CRD: 1743602
  • Location: Chapel Hill, North Carolina
  • Current Employer: Currently Not Registered
  • Previous Firms: LPL Financial LLC, Invest Financial Corporation, and Uvest Financial Services Group, Inc.
  • Number of Known Customer Complaints: 1
  • Can Don Rudolph Be Sued: Yes, in Private Arbitration
  • Can Don Rudolph’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: Unknown
  • Highest Settlement: Unknown

If you have suffered investment losses by Don Rudolph, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Don Rudolph For Broker Misconduct

As of this publication date, Don Rudolph has been the subject of 1 customer dispute. Let’s review it below.

In March 2020, a FINRA arbitration was filed against or in reference to Don Rudolph by a customer of Founders Financial Alliance alleging that advisory fees were misrepresented.

How To File A Claim Against Don Rudolph (previously with LPL Financial LLC, Invest Financial Corporation, and Uvest Financial Services Group, Inc.) To Get Your Money Back.

If you have questions about Don Rudolph, LPL Financial LLC, Invest Financial Corporation, Uvest Financial Services Group, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.