Advisor Alert: Our Attorneys Are Investigating Rocco Gerard Guidicipietro For Investment Fraud
Did You Lose Money Because of Rocco Guidicipietro?
Filed: March 4, 2024
Rocco Guidicipietro (also known as Rocco Peters) currently has one (1) pending customer complaint. Overall, he has been the subject of three (3) customer complaints and one (1) regulatory event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Rocco Gerard Guidicipietro.
Who Is Rocco Gerard Guidicipietro of Alexander Capital, L.P.?
- Advisor Name: Rocco Gerard Guidicipietro
- Aliases: Rocco G Guidicipietro, Rocco Peters
- CRD: 2489732
- Location: Red Bank, New Jersey
- Current Employer: Alexander Capital, L.P.
- Previous Firms: Legend Securities, Inc., J.P. Turner & Company, L.L.C., and Paulson Investment Company, Inc.
- Number of Known Customer Complaints: 3
- Number of Known Regulatory Events: 1
- Can Rocco Guidicipietro Be Sued: Yes, in Private Arbitration
- Can Rocco Guidicipietro’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $2,625,000
- Highest Settlement: $13,000
If you have suffered investment losses by Rocco Guidicipietro, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stock market losses lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Rocco Guidicipietro For Broker Misconduct
As of this publication date, Rocco Guidicipietro has been the subject of 3 customer disputes and 1 regulatory event. Let’s review them below.
In March 2023, a complaint was filed against or in reference to Rocco Guidicipietro by a customer of Alexander Capital, L.P. alleging intentional fraud, fraudulent concealment, and breach of contract. Per the customer, he/she lost over $2,625,000 because of Mr. Guidicipietro’s actions.
In April 2022, a FINRA arbitration was filed against or in reference to Rocco Guidicipietro by a customer of Alexander Capital, L.P. alleging fraud, securities fraud, violation of the Investment Advisors Act, breach of fiduciary duty, conversion, breach of contract, and civil conspiracy. As of this publication date, this claim remains pending.
In November 2018, a FINRA arbitration was filed against or in reference to Rocco Guidicipietro by a customer of Alexander Capital, L.P. alleging failure to supervise. Per the customer, he/she lost over $231,758.14 because of Mr. Guidicipietro’s actions. On November 2, 2020, Mr. Guidicipietro settled the claim for $13,000, and some or all of this amount may have been paid by Mr. Guidicipietro’s employer and/or insurance carrier.
In December 2006, NASD initiated a regulatory action against or in reference to Rocco Guidicipietro for engaging in a private placement offering of interest through means of an offering memorandum that was false and misleading.
How To File A Claim Against Rocco Guidicipietro of Alexander Capital, L.P. (previously with Legend Securities, Inc., J.P. Turner & Company, L.L.C., and Paulson Investment Company, Inc.) To Get Your Money Back
If you have questions about Rocco Guidicipietro, Alexander Capital, L.P., Legend Securities, Inc., J.P. Turner & Company, L.L.C., Paulson Investment Company, Inc. or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.