Advisor Alert: Our Attorneys Are Investigating Shawn Michael Layton For Investment Fraud
Did You Lose Money Because of Shawn Layton?
Filed: November 2, 2023
Shawn Michael Brown (also known as Shawn Michael Layton) has been the subject of one (1) criminal event, and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Shawn Michael Layton.
Who Is Shawn Michael Layton of LPL Financial LLC?
- Advisor Name: Shawn Michael Layton
- Aliases: Shawn Michael Brown
- CRD: 5893472
- Location: Bellevue, Washington State
- Current Employer: LPL Financial LLC
- Previous Firms: Securities America Advisors, Inc., Securities America, Inc., and Investment Advisors
- Number of Known Customer Complaints:1
- Number of Known Criminal Events: 1
- Can Shawn Layton Be Sued: Yes, in Private Arbitration
- Can Shawn Layton’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Shawn Layton, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Shawn Layton For Broker Misconduct
As of this publication date, Shawn Layton has been the subject of 1 criminal event and 1 customer dispute. Let’s review them below.
In September 2019, a complaint was filed against or in reference to Shawn Layton by multiple customers of Securities America, Inc. alleging that a failed 1031 exchange, recommended by Mr. Layton, caused them to incur IRS tax consequences and that it also affected their monthly social security benefits.
In October 1994, misdemeanor charges were pressed against Shawn Layton in the US District Court of Redmond, Washington for Obstructing A Public Servant and Liquor Violation. In January of 1995, Shawn Layton was dismissed.
How To File A Claim Against Shawn Layton of LPL Financial LLC (previously with Securities America Advisors, Inc., Securities America, Inc., and Investment Advisors) To Get Your Money Back.
If you have questions about Shawn Layton, LPL Financial LLC, Securities America Advisors, Inc., Securities America, Inc., Investment Advisors, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.