Advisor Alert: Our Attorneys Are Investigating Leonard Glen Rickey For Investment Fraud
Did You Lose Money Because of Len Rickey?
Filed: November 2, 2023
Len Rickey (also known as Leonard Glen Rickey) has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Leonard Glen Rickey.
Who Is Leonard Glen Rickey?
- Advisor Name: Leonard Glen Rickey
- Aliases: Len Rickey
- CRD: 832906
- Location: Yakima, Washington State
- Current Employer: Currently Not Registered
- Previous Firms: LPL Financial LLC, MML Investors Services, Inc., and Massachusetts Mutual Life Insurance Company
- Number of Known Customer Complaints: 2
- Can Leonard Rickey Be Sued: Yes, in Private Arbitration
- Can Leonard Rickey’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $5,000.01
- Highest Settlement: Unknown
If you have suffered investment losses by Len Rickey, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a margin call liquidations lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Len Rickey For Broker Misconduct
As of this publication date, Leonard Rickey has been the subject of 2 customer disputes. Let’s review them below.
In November 2019, a complaint was filed against or in reference to Leonard Rickey by a customer of MML Investors Services, Inc. alleging that the client was not adequately informed or educated about the product by the representative prior to her purchase; in and around March of 1996. Per the customer, she lost over $5,000.01 because of Mr. Rickey’s actions.
In January 2010, a complaint was filed against or in reference to Leonard Rickey by a customer of LPL Financial alleging that Mr. Rickey failed to liquidate account assets after customers expressed a desire to do so.
How To File A Claim Against Len Rickey (previously with LPL Financial LLC, MML Investors Services, Inc., and Massachusetts Mutual Life Insurance Company) To Get Your Money Back.
If you have questions about Leonard Rickey, LPL Financial LLC, MML Investors Services, Inc., Massachusetts Mutual Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.