Advisor Alert: Our Attorneys Are Investigating Keith M Curtis For Investment Fraud
Did You Lose Money Because of Keith Curtis?
Filed: January 30, 2024
Keith Curtis currently has one (1) pending criminal event. Overall, he has been the subject of one (1) regulatory event and one (1) criminal event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Keith M Curtis.
Who Is Keith M Curtis?
- Advisor Name: Keith M Curtis
- Aliases: Keith Michael Curtis
- CRD: 4798755
- Location: Tampa, Florida
- Current Employer: No Longer Allowed to Practice in the Securities Industry
- Previous Firms: Aegis Capital Corp., JHS Capital Advisors, LLC, and Gunnallen Financial, Inc.
- Number of Known Regulatory Events: 1
- Number of Known Criminal Events: 1
- Can Keith Curtis Be Sued: Yes, in Private Arbitration
- Can Keith Curtis’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Keith Curtis, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stock market losses lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Keith Curtis For Broker Misconduct
As of this publication date, Keith Curtis has been the subject of 1 regulatory event and 1 criminal event. Let’s review them below.
In November 2023, FINRA initiated a regulatory action against or in reference to Keith Curtis for refusing to appear for on-the-record testimony in connection with FINRA’s investigation into his potential conversion of funds.
In October 2020, felony charges were pressed against Mr. Curtis in Florida Circuit Court of the Twelfth Judicial Circuit. Mr. Curtis received 1 felony charge for Wire Fraud and 1 felony charge for Larceny Grand Theft 10k less than 20k.
How To File A Claim Against Keith Curtis (previously with Aegis Capital Corp., JHS Capital Advisors, LLC, and Gunnallen Financial, Inc.) To Get Your Money Back
If you have questions about Keith Curtis, Aegis Capital Corp., JHS Capital Advisors, LLC, Gunnallen Financial, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.