Advisor Alert: Our Attorneys Are Investigating Matthew T Mierzycki For Investment Fraud
Did You Lose Money Because of Matthew Mierzycki?
Filed: January 30, 2024
Matthew Mierzycki currently has two (2) pending financial events. Overall, he has been the subject of one (1) regulatory event, one (1) termination event, one (1) customer complaint, and three (3) financial events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Matthew T. Mierzycki.
Who Is Matthew T. Mierzycki of Ameriprise Financial Services, LLC?
- Advisor Name: Matthew T Mierzycki
- Aliases: Matthew Thomas Mierzycki, Matthew Mierzycki
- CRD: 6102769
- Location: Round Rock, Texas
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: Edward Jones
- Number of Known Customer Complaints: 1
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Number of Known Financial Events: 3
- Can Matthew Mierzycki Be Sued: Yes, in Private Arbitration
- Can Matthew Mierzycki’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $5,000
- Highest Settlement: $8,000
If you have suffered investment losses by Matthew Mierzycki, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Matthew Mierzycki For Broker Misconduct
As of this publication date, Matthew Mierzycki has been the subject of 1 regulatory event, 1 termination event, 3 financial events, and 1 customer dispute. Let’s review them below.
In December 2023, FINRA initiated a regulatory action against or in reference to Matthew Mierzycki for allegedly exercising discretionary trading authority to effect trades in numerous customer accounts without first obtaining the prior written authorization of the customers. The findings stated that the Mierzycki’s member firm did not approve the accounts as discretionary accounts. The findings also stated that Mierzycki failed to timely disclose compromises with creditors on his Form U4. Despite his knowledge of the compromises, Mierzycki failed to disclose them to a former firm until months after they were reportable and failed to disclose an additional compromise to his current firm for over six months.
In October 2021, Edward Jones terminated Matthew Mierzycki for violations of company policy in regard to discretionary orders.
In June 2021, Suntrust Bank reported that Mr. Mierzycki had outstanding debt totaling $20,000. Mr. Mierzycki settled this matter in the amount of $3,200.
In February 2020, Bank of America reported that Mr. Mierzycki had outstanding debt totaling $21,920. As of this publication date, this event is still pending.
In November 2019, Bank of America reported that Mr. Mierzycki had outstanding debt totaling $22,138. As of this publication date, this event is still pending.
In March 2016, a complaint was filed against or in reference to Matthew Mierzycki by a customer of Edward Jones alleging that a recommended exchange of a whole life insurance policy to a variable universal Life policy constituted poor advice. Per the customer, he/she lost over $5,000 because of Mr. Mierzycki’s actions. On November 29, 2016, Mr. Mierzycki settled the claim for $8,000, and some or all of this amount may have been paid by Mr. Mierzycki’s employer and/or insurance carrier.
How To File A Claim Against Matthew Mierzycki of Ameriprise Financial Services, LLC (previously with Edward Jones) To Get Your Money Back
If you have questions about Matthew Mierzycki, Ameriprise Financial Services, LLC, Edward Jones, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.