Advisor Alert: Our Attorneys Are Investigating Christopher Louis Hasbrouck For Investment Fraud
Did You Lose Money Because of Christopher Hasbrouck?
Filed: February 2, 2024
Christopher Hasbrouck has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Christopher Louis Hasbrouck.
Who Is Christopher Louis Hasbrouck?
- Advisor Name: Christopher Louis Hasbrouck
- Aliases: Christopher L Hasbrouck
- CRD: 4886421
- Location: Maple Grove, Minnesota
- Current Employer: Currently Not Registered
- Previous Firms: Berthel, Fisher & Company Financial Services, Inc., National Planning Corporation, and American General Securities Incorporated
- Number of Known Customer Complaints: 3
- Can Christopher Hasbrouck Be Sued: Yes, in Private Arbitration
- Can Christopher Hasbrouck’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $500,000
- Highest Settlement: $72,500
If you have suffered investment losses by Christopher Hasbrouck, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Christopher Hasbrouck For Broker Misconduct
As of this publication date, Christopher Hasbrouck has been the subject of 3 customer disputes. Let’s review them below.
In February 2021, a FINRA arbitration was filed against or in reference to Christopher Hasbrouck by multiple customers of Berthel, Fisher & Company Financial Services, Inc. alleging that the investments the clients purchased from 2013-2015 were unsuitable, illiquid, and misrepresented to them by the representative. Additionally, the clients allege the firm failed to supervise the actions of the representative and failed to conduct adequate due diligence. On March 24, 2022, Mr. Hasbrouck settled the claim for $72,500, and some or all of this amount may have been paid by Mr. Hasbrouck’s employer and/or insurance carrier.
In July 2020, a FINRA arbitration was filed against or in reference to Christopher Hasbrouck by a customer of Berthel, Fisher & Company Financial Services, Inc. alleging that the investments purchased between 2013 – 2015 were illiquid and not suitable for the client. In addition, the client alleges the product sponsor’s offerings were misrepresented. The client also alleges the firm was negligent and failed to conduct adequate due diligence. On February 22, 2022, Mr. Hasbrouck settled the claim for $30,000, and some or all of this amount may have been paid by Mr. Hasbrouck’s employer and/or insurance carrier.
In October 2016, a FINRA arbitration was filed against or in reference to Christopher Hasbrouck by multiple customers of National Planning Corporation alleging that the investments the clients purchased were unsuitable and misrepresented to them by the representative. The clients also allege the firms failed to conduct adequate due diligence and failed to supervise the actions of the representative. Per the customers, they lost over $500,000 because of Mr. Hasbrouck’s actions. On August 23, 2021, Mr. Hasbrouck settled the claim for $14,999, and some or all of this amount may have been paid by Mr. Hasbrouck’s employer and/or insurance carrier.
How To File A Claim Against Christopher Hasbrouck (previously with Berthel, Fisher & Company Financial Services, Inc., National Planning Corporation, and American General Securities Incorporated) To Get Your Money Back
If you have questions about Christopher Hasbrouck, Berthel, Fisher & Company Financial Services, Inc., National Planning Corporation, American General Securities Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.