Advisor Alert: Our Attorneys Are Investigating Dax Aaron Seale For Investment Fraud
Did You Lose Money Because of Dax Seale?
Filed: January 30, 2024
Dax Seale has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Dax Aaron Seale.
Who Is Dax Aaron Seale of Raymond James & Associates, Inc.?
- Advisor Name: Dax Aaron Seale
- Aliases: Dax Seale
- CRD: 5631159
- Location: Dallas, Texas
- Current Employer: Raymond James & Associates, Inc.
- Previous Firms: Edward Jones
- Number of Known Customer Complaints: 2
- Can Dax Seale Be Sued: Yes, in Private Arbitration
- Can Dax Seale’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $20,000
- Highest Settlement: $9,500
If you have suffered investment losses by Dax Seale, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Dax Seale For Broker Misconduct
As of this publication date, Dax Seale has been the subject of 2 customer disputes. Let’s review them below.
In January 2020, a complaint was filed against or in reference to Dax Seale by a customer of Raymond James & Associates, Inc. alleging unsuitable investment strategy and reverse churning. On September 13, 2023, Mr. Seale settled the claim for $9,500, and some or all of this amount may have been paid by Mr. Seale’s employer and/or insurance carrier.
In May 2019, a complaint was filed against or in reference to Dax Seale by a customer of Raymond James & Associates, Inc. alleging unsuitable investment strategy. Per the customer, he/she lost over $20,000 because of Mr. Seale’s actions.
How To File A Claim Against Dax Seale of Raymond James & Associates, Inc. (previously with Edward Jones) To Get Your Money Back
If you have questions about Dax Seale, Raymond James & Associates, Inc., Edward Jones, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.