Advisor Alert: Our Attorneys Are Investigating Lori Fleischhacker Copeland For Investment Fraud
Did You Lose Money Because of Lori Copeland?
Filed: March 11, 2024
Lori Copeland (also known as Lori F Copeland, Lori Fleischhacker) has been the subject of one (1) regulatory event and two (2) termination events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Lori Fleischhacker Copeland.
Who Is Lori Fleischhacker Copeland?
- Advisor Name: Lori Fleischhacker Copeland
- Aliases: Lori F Copeland, Lori Fleischhacker
- CRD: 6437019
- Location: Charlotte, North Carolina
- Current Employer: No Longer Allowed to Practice in the Securities Industry
- Previous Firms: LPL Financial LLC
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 2
- Can Lori Copeland Be Sued: Yes, in Private Arbitration
- Can Lori Copeland’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Lori Copeland, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Lori Copeland For Broker Misconduct
As of this publication date, Lori Copeland has been the subject of 1 regulatory event and 2 termination events. Let’s review them below.
In February 2024, FINRA initiated a regulatory action against or in reference to Lori Copeland for allegedly refusing to provide documents and information requested by FINRA in connection with its investigation into her OBAs.
In January 2023, Independent Advisor Alliance terminated Lori Copeland for failing to disclose outside business activities to the Firm.
In January 2023, LPL Financial LLC terminated Lori Copeland for failing to disclose outside business activities to the Firm.
How To File A Claim Against Lori Copeland (previously with LPL Financial LLC) To Get Your Money Back
If you have questions about Lori Copeland, LPL Financial LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.