Did You Lose Money Because of Louis Goff?
Filed: February 15, 2024
Louis Goff currently has one (1) pending civil event. Overall, he has been the subject of one (1) regulatory event, one (1) civil event, and one (1) financial event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Louis Peter Goff.
Who Is Louis Peter Goff?
- Advisor Name: Louis Peter Goff
- Aliases: Louis Goff
- CRD: 4882759
- Location: Salt Lake City, Utah
- Current Employer: No Longer Allowed to Practice in the Securities Industry
- Previous Firms: Wells Fargo Clearing Services, LLC, Hornor, Townsend & Kent, Inc., and Lincoln Financial Advisors Corporation
- Number of Known Regulatory Events: 1
- Number of Known Civil Events: 1
- Number of Known Financial Events: 1
- Can Louis Goff Be Sued: Yes, in Private Arbitration
- Can Louis Goff’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Louis Goff, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Louis Goff For Broker Misconduct
As of this publication date, Louis Goff has been the subject of 1 regulatory event, 1 civil event, and 1 financial dispute. Let’s review them below.
In December 2023, FINRA initiated a regulatory action against or in reference to Louis Goff for allegedly refusing to provide documents and information requested by FINRA in connection with an investigation that originated from its review of a filing by another regulator.
In September 2023, United States Securities and Exchange Commission initiated a civil action against or in reference to Louis Goff for being involved in fraudulent securities offering. As of this publication date, this action remains pending.
In April 2014, Louis Goff filed for bankruptcy in the Federal Court of the District of Utah..
How To File A Claim Against Louis Goff (previously with Wells Fargo Clearing Services, LLC, Hornor, Townsend & Kent, Inc., and Lincoln Financial Advisors Corporation) To Get Your Money Back
If you have questions about Louis Goff, Wells Fargo Clearing Services, LLC, Hornor, Townsend & Kent, Inc., Lincoln Financial Advisors Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
