Advisor Alert: Our Attorneys Are Investigating J. Brian Glaze For Investment Fraud
Did You Lose Money Because of J. Brian Glaze?
Filed: March 6, 2024
Brian Glaze (also known as Joseph Brian Glaze, Brian Glaze) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on J. Brian Glaze.
Who Is J. Brian Glaze of Avantax Investment Services, Inc. and Avantax Advisory Services?
- Advisor Name: J. Brian Glaze
- Aliases: Joseph Brian Glaze, Brian Glaze, J. Brian Glaze
- CRD: 5373140
- Location: Graham, North Carolina
- Current Employer: Avantax Investment Services, Inc. and Avantax Advisory Services
- Previous Firms: LPL Financial LLC and IFG Advisory, LLC
- Number of Known Customer Complaints: 1
- Can J. Brian Glaze Be Sued: Yes, in Private Arbitration
- Can J. Brian Glaze’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $5,000
- Highest Settlement: Unknown
If you have suffered investment losses by J. Brian Glaze, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against J. Brian Glaze For Broker Misconduct
As of this publication date, J. Brian Glaze has been the subject of 1 customer dispute. Let’s review it below.
In April 2023, a FINRA arbitration was filed against or in reference to J. Brian Glaze by a customer of LPL Financial LLC alleging that Mr. Glaze recommended investments in structured products which were not suitable for customer’s risk tolerance. Per the customer, he/she lost over $5,000 because of Mr. Glaze’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against J. Brian Glaze of Avantax Investment Services, Inc. and Avantax Advisory Services (previously with LPL Financial LLC and IFG Advisory, LLC) To Get Your Money Back
If you have questions about J. Brian Glaze, Avantax Investment Services, Inc., Avantax Advisory Services, LPL Financial LLC, IFG Advisory, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.