Advisor Alert: Our Attorneys Are Investigating Patricia Ann Gleason For Investment Fraud
Did You Lose Money Because of Patricia (Trish) Gleason?
Filed: November 6, 2023
Patricia Ann Freeman (also known as Patricia Ann Gleason, Patricia Ann Gruenenfelder, and Trish Gleason) has been the subject of four (4) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Patricia Ann Gleason.
Who Is Patricia Ann Gleason?
- Advisor Name: Patricia Ann Gleason
- Aliases: Patricia Ann Freeman, Patricia Ann Gruenenfelder, Trish Gleason
- CRD: 2811669
- Location: Alachua, Florida
- Current Employer: Currently Not Registered
- Previous Firms: Ameriprise Financial Services, LLC, Cetera Advisors LLC, and Morgan Stanley & Co. Incorporated
- Number of Known Customer Complaints: 4
- Can Patricia Gleason Be Sued: Yes, in Private Arbitration
- Can Patricia Gleason’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $500,000
- Highest Settlement: $30,000
If you have suffered investment losses by Patricia Gleason, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Patricia (Trish) Gleason For Broker Misconduct
As of this publication date, Patricia Gleason has been the subject of 4 customer disputes. Let’s review them below.
In February 2021, a complaint was filed against or in reference to Patricia Gleason by multiple customers of Cetera Advisors LLC alleging that Ms. Gleason recommended unsuitable alternative investments. Per the customers, they lost over $500,000 because of Ms. Gleason’s actions. On January 14, 2022, Ms. Gleason settled the claim for $30,000, and some or all of this amount may have been paid by Ms. Gleason’s employer and/or insurance carrier.
In April 2019, a complaint was filed against or in reference to Patricia Gleason by a customer of Cetera Advisors LLC alleging unsuitable investments, excessive commissions, mismanagement, and churning. On October 8, 2019, Ms. Gleason settled the claim for $25,000, and some or all of this amount may have been paid by Ms. Gleason’s employer and/or insurance carrier.
In April 2006, a complaint was filed against or in reference to Patricia Gleason by a customer of AXA Advisors alleging that rolling over the client’s 401 k into a 2005 IRA brokerage account and then utilizing some of the funds to repay other debts was not suitable advice. The client alleges that Ms. Gleason was aware of his financial situation and that he now owes $18,441 to the IRS. The client seeks compensation for damages resulting from the improper advice. Per the customer, he lost over $18,736 because of Ms. Gleason’s actions.
In October 2005, a complaint was filed against or in reference to Patricia Gleason by multiple customers of AXA Advisors alleging that Ms. Gleason filled out and signed their names to an annuity change of dealer form. The clients are requesting to have their accounts transferred back to their current agent and ask that any future changes to these accounts be confirmed to them by phone.
How To File A Claim Against Patricia (Trish) Gleason (previously with Ameriprise Financial Services, LLC, Cetera Advisors LLC, and Morgan Stanley & Co. Incorporated) To Get Your Money Back.
If you have questions about Patricia Gleason, Ameriprise Financial Services, LLC, Cetera Advisors LLC, Morgan Stanley & Co. Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.