Advisor Alert: Our Attorneys Are Investigating Benjamin Neil Haas For Investment Fraud
Did You Lose Money Because of Benjamin Haas?
Filed: November 2, 2023
Benjamin Haas has been the subject of three (3) regulatory events, one (1) termination event, and four (4) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Benjamin Neil Haas.
Who Is Benjamin Neil Haas?
- Advisor Name: Benjamin Neil Haas
- Aliases: Benjamin Haas
- CRD: 5125147
- Location: Kutztown, Pennsylvania
- Current Employer: Currently Not Registered
- Previous Firms: LPL Financial LLC and Ameriprise Financial Services, Inc.
- Number of Known Customer Complaints: 1
- Can Benjamin Haas Be Sued: Yes, in Private Arbitration
- Can Benjamin Haas’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $7,951.79
If you have suffered investment losses by Benjamin Haas, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Benjamin Haas For Broker Misconduct
As of this publication date, Benjamin Haas has been the subject of 1 customer dispute. Let’s review it below.
In June 2019, a complaint was filed against or in reference to Benjamin Haas by a customer of U.S. Financial Advisors, LLC alleging that advisory accounts were mismanaged during certain periods between June 2013 through January 2019, that advisory fees were collected on cash balances, that certain recommendations were unsuitable, and that 401k rollover should have been made to his Roth account. On October 28, 2019, Mr. Haas settled the claim for $7,951.79.
How To File A Claim Against Benjamin Haas (previously with LPL Financial LLC and Ameriprise Financial Services, Inc.) To Get Your Money Back.
If you have questions about Benjamin Haas, LPL Financial LLC, Ameriprise Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.