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Did You Lose Money Because of Art Cardenas?

Filed: November 2, 2023

Arthur Francisco Cardenas has been the subject of one (1) criminal event, and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Art F. Cardenas.

Who Is Art F Cardenas of LPL Financial LLC?

  • Advisor Name: Art F Cardenas
  • Aliases: Arthur Francisco Cardenas
  • CRD: 3208265
  • Location: Rancho Cucamonga, California
  • Current Employer: LPL Financial LLC
  • Previous Firms: Girard Securities, Inc. and QA3 Financial Corp.
  • Number of Known Customer Complaints:1
  • Number of Known Criminal Events: 1
  • Can Art Cardenas Be Sued: Yes, in Private Arbitration
  • Can Art Cardenas’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $7,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Art Cardenas, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Art Cardenas For Broker Misconduct

As of this publication date, Art Cardenas has been the subject of 1 criminal event and 1 customer dispute. Let’s review them below.

In July 2019, a complaint was filed against or in reference to Art Cardenas by a customer of LPL Financial LLC alleging unauthorized trading, which caused a loss in their account. Per the customer, he/she lost over $7,000 because of Mr. Cardenas’s actions.

In July 2003 misdemeanor charges were pressed against Art Cardenas in the Superior Court of the State of California, County of Orange for falsely identifying oneself to a peace officer. In September, 2003, Art Cardenas completed the court requirement of paying a $100 fine.

How To File A Claim Against Art Cardenas of LPL Financial LLC (previously with Girard Securities, Inc. and QA3 Financial Corp.) To Get Your Money Back.

If you have questions about Art Cardenas, LPL Financial LLC, Girard Securities, Inc., QA3 Financial Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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