Advisor Alert: Our Attorneys Are Investigating Gianluca De Berardinis For Investment Fraud
Did You Lose Money Because of Gianluca De Berardinis?
Filed: March 18, 2024
Gianluca De Berardinis (also known as Gianluca Deberardinis) has been the subject of one (1) regulatory event, one (1) termination event, and three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Gianluca De Berardinis.
Who Is Gianluca De Berardinis?
- Advisor Name: Gianluca De Berardinis
- Aliases: Gianluca Deberardinis
- CRD: 4893776
- Location: New York, New York
- Current Employer: No Longer Allowed to Practice in the Securities Industry
- Previous Firms: Morgan Stanley and Quad Capital, LLC
- Number of Known Customer Complaints: 3
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Can Gianluca De Berardinis Be Sued: Yes, in Private Arbitration
- Can Gianluca De Berardinis’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $200,000
- Highest Settlement: $23,820.70
If you have suffered investment losses by Gianluca De Berardinis, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Gianluca De Berardinis For Broker Misconduct
As of this publication date, Gianluca De Berardinis has been the subject of 1 regulatory event, 1 termination event, and 3 customer disputes. Let’s review them below.
In December 2023, FINRA initiated a regulatory action against or in reference to Gianluca De Berardinis for failing to respond to FINRA requests for information.
In August 2023, a complaint was filed against or in reference to Gianluca De Berardinis by a customer of Morgan Stanley alleging that private placement investment unaffiliated with morgan stanley was solicited to client 2020. Per the customer, he/she lost over $200,000 because of Mr. De Berardinis’s actions.
In June 2023, MSWM terminated Gianluca De Berardinis for alleged involvement with offers or sales of a security not approved by the firm and alleged unapproved disbursements from customer’s account.
In June 2023, a complaint was filed against or in reference to Gianluca De Berardinis by a customer of Morgan Stanley alleging that funds had been withdrawn from her account without her authorization from December 2022 to February 2023. On August 17, 2023, Mr. De Berardinis settled the claim for $23,820.70, and some or all of this amount may have been paid by Mr. De Berardinis’s employer and/or insurance carrier.
In December 2022, a complaint was filed against or in reference to Gianluca De Berardinis by a customer of Morgan Stanley alleging that the risk to his principal was misrepresented in purchase of structured product 2022 damages unspecified.
How To File A Claim Against Gianluca De Berardinis (previously with Morgan Stanley and Quad Capital, LLC) To Get Your Money Back
If you have questions about Gianluca De Berardinis, Morgan Stanley, Quad Capital, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.